<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/05/10?registers=between Sat, 05 Apr 2025 23:08:14 -0700 Sat, 05 Apr 2025 23:08:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/05/10?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11442.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11442.html Thu, 10 May 2012 00:00:00 -0700 2012-11442 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11442.pdf Notice - In the Matter of One Voice Technologies, Inc., Orchestra Therapeutics, Inc., Path 1 Network Technologies, Inc., Pavilion Energy Resources, Inc. (f/k/a Global Business Services, Inc.), Pine Valley Mining Corp., Platina Energy Group, Inc., Pop N Go, Inc., and Powercold Corp., File No. 500-1; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11403.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11403.html Thu, 10 May 2012 00:00:00 -0700 2012-11403 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11403.pdf Notice - Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11324.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11324.html Thu, 10 May 2012 00:00:00 -0700 2012-11324 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11324.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change, as Modified by Amendment No. 2, Consisting of Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11268.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11268.html Thu, 10 May 2012 00:00:00 -0700 2012-11268 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11268.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Phlx's Fee Schedule Governing Routing From Its NASDAQ OMX PSX Facility https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11258.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11258.html Thu, 10 May 2012 00:00:00 -0700 2012-11258 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11258.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11257.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11257.html Thu, 10 May 2012 00:00:00 -0700 2012-11257 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11257.pdf Notice - SK Private Investment Fund 1998 LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11256.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11256.html Thu, 10 May 2012 00:00:00 -0700 2012-11256 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11256.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11250.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11250.html Thu, 10 May 2012 00:00:00 -0700 2012-11250 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11250.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11249.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11249.html Thu, 10 May 2012 00:00:00 -0700 2012-11249 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11249.pdf Notice - Destra Capital Investments LLC and Destra Unit Investment Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11248.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11248.html Thu, 10 May 2012 00:00:00 -0700 2012-11248 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11248.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, Adopting NYSE Rule 107C To Establish a Retail Liquidity Program for NYSE-Listed Securities on a Pilot Basis Until 12 Months From Implementation Date, and Adopting NYSE Amex Rule 107C To Establish a Retail Liquidity Program for NYSE Amex Equities Traded Securities on a Pilot Basis Until 12 Months From Implementation Date https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11247.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11247.html Thu, 10 May 2012 00:00:00 -0700 2012-11247 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11247.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA's Trading Activity Fee Rate for Transactions in Covered Equity Securities https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11246.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11246.html Thu, 10 May 2012 00:00:00 -0700 2012-11246 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11246.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules Regarding Routing of Limit Orders https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11245.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11245.html Thu, 10 May 2012 00:00:00 -0700 2012-11245 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11245.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Accelerated Approval of Proposed Rule Change to Membership Qualifications https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11244.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11244.html Thu, 10 May 2012 00:00:00 -0700 2012-11244 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11244.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Amend Rules Relating to the Issuance of and Maturity Presentment Processing for Money Market Instruments https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11243.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11243.html Thu, 10 May 2012 00:00:00 -0700 2012-11243 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11243.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Rules Regarding CDS Clearing Member Obligations and Qualifications https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11242.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11242.html Thu, 10 May 2012 00:00:00 -0700 2012-11242 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11242.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Rules Regarding IRS Clearing Member Obligations and Qualifications https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11241.html https://regulations.justia.com/regulations/fedreg/2012/05/10/2012-11241.html Thu, 10 May 2012 00:00:00 -0700 2012-11241 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-10/pdf/2012-11241.pdf