<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/05/09?registers=between Mon, 23 Jun 2025 13:06:49 -0700 Mon, 23 Jun 2025 13:06:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/05/09?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11291.html https://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11291.html Wed, 09 May 2012 00:00:00 -0700 2012-11291 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-09/pdf/2012-11291.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Investor Support Program Under Rule 7014 and To Amend NASDAQ's Schedule of Execution and Routing Fees and Rebates Under Rule 7018 https://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11136.html https://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11136.html Wed, 09 May 2012 00:00:00 -0700 2012-11136 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-09/pdf/2012-11136.pdf Proposed Rule - Amendments to Financial Responsibility Rules for Broker-Dealers https://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11133.html https://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11133.html Wed, 09 May 2012 00:00:00 -0700 2012-11133 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-05-09/pdf/2012-11133.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add Margin Collection Requirements for Futures Commission Merchant Clearing Participants https://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11132.html https://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11132.html Wed, 09 May 2012 00:00:00 -0700 2012-11132 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-09/pdf/2012-11132.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Reduce the Current Level of Risk Mutualization Among Clearing Participants and To Modify the Initial Margin Risk Model So That It Is Easier for Clearing Participants To Measure Their Recovery Rate Risk Exposure https://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11131.html https://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11131.html Wed, 09 May 2012 00:00:00 -0700 2012-11131 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-09/pdf/2012-11131.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Amending FINRA Rules 12401 (Number of Arbitrators) and 12800 (Simplified Arbitration) of the Code of Arbitration Procedure for Customer Disputes, and FINRA Rules 13401 (Number of Arbitrators) and 13800 (Simplified Arbitration) of the Code of Arbitration Procedure for Industry Disputes, To Raise the Limit for Simplified Arbitration From $25,000 to $50,000 https://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11130.html https://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11130.html Wed, 09 May 2012 00:00:00 -0700 2012-11130 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-09/pdf/2012-11130.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change To Amend the ICE Clear Europe Limited CDS Procedures, Finance Procedures, and Rules With Respect to the Calculation and Payment of Interest on Mark-To-Market Margin on CDS Transactions https://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11129.html https://regulations.justia.com/regulations/fedreg/2012/05/09/2012-11129.html Wed, 09 May 2012 00:00:00 -0700 2012-11129 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-09/pdf/2012-11129.pdf