<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/04/26?registers=between
Wed, 09 Apr 2025 00:58:56 -0700
Wed, 09 Apr 2025 00:58:56 -0700
Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/04/26?registers=between
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Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Revised DCO Rules
https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10028.html
https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10028.html
Thu, 26 Apr 2012 00:00:00 -0700
2012-10028
Notice
http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10028.pdf
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Notice - Self-Regulatory Organizations; NASDAQ OMX Phlx LLC; Order Approving Proposed Rule Change To Amend Registration, Qualification, and Continuing Education Requirements for Associated Persons
https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10027.html
https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10027.html
Thu, 26 Apr 2012 00:00:00 -0700
2012-10027
Notice
http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10027.pdf
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Notice - Order Temporarily Exempting Broker-Dealers From the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934 and Granting an Exemption for Certain Securities Transactions
https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10026.html
https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10026.html
Thu, 26 Apr 2012 00:00:00 -0700
2012-10026
Notice
http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10026.pdf
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Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10025.html
https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10025.html
Thu, 26 Apr 2012 00:00:00 -0700
2012-10025
Notice
http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10025.pdf