<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/04/19?registers=between Sat, 05 Apr 2025 21:49:45 -0700 Sat, 05 Apr 2025 21:49:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/04/19?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9525.html https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9525.html Thu, 19 Apr 2012 00:00:00 -0700 2012-9525 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9525.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9417.html https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9417.html Thu, 19 Apr 2012 00:00:00 -0700 2012-9417 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9417.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9416.html https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9416.html Thu, 19 Apr 2012 00:00:00 -0700 2012-9416 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9416.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9415.html https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9415.html Thu, 19 Apr 2012 00:00:00 -0700 2012-9415 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9415.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9414.html https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9414.html Thu, 19 Apr 2012 00:00:00 -0700 2012-9414 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9414.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9413.html https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9413.html Thu, 19 Apr 2012 00:00:00 -0700 2012-9413 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9413.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9412.html https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9412.html Thu, 19 Apr 2012 00:00:00 -0700 2012-9412 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9412.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9411.html https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9411.html Thu, 19 Apr 2012 00:00:00 -0700 2012-9411 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9411.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(t) To Provide for Limit-on-Open Orders and Market-on-Open Orders https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9410.html https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9410.html Thu, 19 Apr 2012 00:00:00 -0700 2012-9410 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9410.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(4) To Make Passive Liquidity Orders in Exchange-Listed Securities Available to All Users, Regardless of Whether a Lead Market Maker Is Assigned to the Security https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9409.html https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9409.html Thu, 19 Apr 2012 00:00:00 -0700 2012-9409 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9409.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of a Proposed Rule Change Amending NYSE Amex Rule 476A To Update Its “List of Equities Rule Violations and Fines Applicable Thereto” https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9408.html https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9408.html Thu, 19 Apr 2012 00:00:00 -0700 2012-9408 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9408.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1014 https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9407.html https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9407.html Thu, 19 Apr 2012 00:00:00 -0700 2012-9407 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9407.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Option Fees https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9406.html https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9406.html Thu, 19 Apr 2012 00:00:00 -0700 2012-9406 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9406.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9405.html https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9405.html Thu, 19 Apr 2012 00:00:00 -0700 2012-9405 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9405.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9404.html https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9404.html Thu, 19 Apr 2012 00:00:00 -0700 2012-9404 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9404.pdf