<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/04/12?registers=between Fri, 18 Apr 2025 07:11:38 -0700 Fri, 18 Apr 2025 07:11:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/04/12?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to FLEX Options https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8839.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8839.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8839 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8839.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees and Rebates in Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8838.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8838.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8838 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8838.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8796.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8796.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8796 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8796.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8795.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8795.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8795 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8795.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8794.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8794.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8794 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8794.pdf Notice - Proposed Extension of Existing Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8793.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8793.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8793 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8793.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8792.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8792.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8792 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8792.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Membership Qualifications https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8790.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8790.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8790 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8790.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish the Market Quality Program https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8789.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8789.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8789 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8789.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGA Rule 11.22 Requiring Members To Input Accurate Information Into the System https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8788.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8788.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8788 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8788.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8787.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8787.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8787 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8787.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8786.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8786.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8786 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8786.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGX Rule 11.22 Requiring Members To Input Accurate Information Into the System https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8785.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8785.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8785 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8785.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating To Stock-Option Orders https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8784.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8784.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8784 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8784.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Stock-Option Orders https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8783.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8783.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8783 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8783.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending NYSE Rule 476A To Update its “List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A” https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8782.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8782.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8782 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8782.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates for Adding and Removing Liquidity in SPY https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8781.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8781.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8781 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8781.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8780.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8780.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8780 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8780.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8779.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8779.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8779 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8779.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing of Non-Customer Orders https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8778.html https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8778.html Thu, 12 Apr 2012 00:00:00 -0700 2012-8778 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8778.pdf