<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/04/09?registers=between Mon, 09 Jun 2025 08:47:34 -0700 Mon, 09 Jun 2025 08:47:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/04/09?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Enhance Its Margining Methodology as Applied to Municipal and Corporate Bonds https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8463.html https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8463.html Mon, 09 Apr 2012 00:00:00 -0700 2012-8463 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8463.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees Applicable to Non-Display Usage of Certain NASDAQ Depth-of-Book Market Data https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8462.html https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8462.html Mon, 09 Apr 2012 00:00:00 -0700 2012-8462 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8462.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Customer Routing Fees https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8461.html https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8461.html Mon, 09 Apr 2012 00:00:00 -0700 2012-8461 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8461.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8433.html https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8433.html Mon, 09 Apr 2012 00:00:00 -0700 2012-8433 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8433.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8432.html https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8432.html Mon, 09 Apr 2012 00:00:00 -0700 2012-8432 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8432.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Newly Listed Indexes https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8431.html https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8431.html Mon, 09 Apr 2012 00:00:00 -0700 2012-8431 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8431.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8430.html https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8430.html Mon, 09 Apr 2012 00:00:00 -0700 2012-8430 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8430.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Trading Floor Booth Fees and Policy https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8429.html https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8429.html Mon, 09 Apr 2012 00:00:00 -0700 2012-8429 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8429.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security (“Mini-Options Contracts”) and Implementing Rule Text Necessary to Distinguish Mini-Options Contracts From Option Contracts Overlying 100 Shares of a Security (“Standard Contracts”) https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8428.html https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8428.html Mon, 09 Apr 2012 00:00:00 -0700 2012-8428 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8428.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed Options https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8427.html https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8427.html Mon, 09 Apr 2012 00:00:00 -0700 2012-8427 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8427.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8426.html https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8426.html Mon, 09 Apr 2012 00:00:00 -0700 2012-8426 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8426.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the BNP Paribas S&P Dynamic Roll Global Commodities Fund Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8425.html https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8425.html Mon, 09 Apr 2012 00:00:00 -0700 2012-8425 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8425.pdf