<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/04/06?registers=between Sat, 12 Jul 2025 06:25:34 -0700 Sat, 12 Jul 2025 06:25:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/04/06?registers=between Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of BATS Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8361.html https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8361.html Fri, 06 Apr 2012 00:00:00 -0700 2012-8361 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8361.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of BATS Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8360.html https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8360.html Fri, 06 Apr 2012 00:00:00 -0700 2012-8360 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8360.pdf Proposed Rule - Investment Company Advertising: Target Date Retirement Fund Names and Marketing https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8348.html https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8348.html Fri, 06 Apr 2012 00:00:00 -0700 2012-8348 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8348.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8271.html https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8271.html Fri, 06 Apr 2012 00:00:00 -0700 2012-8271 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8271.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8270.html https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8270.html Fri, 06 Apr 2012 00:00:00 -0700 2012-8270 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8270.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8269.html https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8269.html Fri, 06 Apr 2012 00:00:00 -0700 2012-8269 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8269.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8262.html https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8262.html Fri, 06 Apr 2012 00:00:00 -0700 2012-8262 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8262.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the FLEX No Minimum Value Pilot Program https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8261.html https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8261.html Fri, 06 Apr 2012 00:00:00 -0700 2012-8261 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8261.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending the NYSE Amex Equities Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8260.html https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8260.html Fri, 06 Apr 2012 00:00:00 -0700 2012-8260 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8260.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8259.html https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8259.html Fri, 06 Apr 2012 00:00:00 -0700 2012-8259 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8259.pdf