<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/04/05?registers=between Fri, 18 Apr 2025 14:20:40 -0700 Fri, 18 Apr 2025 14:20:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/04/05?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Fee Pilot Program for NASDAQ Last Sale https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8205.html https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8205.html Thu, 05 Apr 2012 00:00:00 -0700 2012-8205 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8205.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Trading Rules Regarding the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8173.html https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8173.html Thu, 05 Apr 2012 00:00:00 -0700 2012-8173 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8173.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8172.html https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8172.html Thu, 05 Apr 2012 00:00:00 -0700 2012-8172 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8172.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Establish an Automated Improvement Mechanism and a Solicitation Auction Mechanism for FLEX Options https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8171.html https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8171.html Thu, 05 Apr 2012 00:00:00 -0700 2012-8171 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8171.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Programs Relating to FLEX Exercise Settlement Values and Minimum Value Sizes https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8170.html https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8170.html Thu, 05 Apr 2012 00:00:00 -0700 2012-8170 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8170.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8169.html https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8169.html Thu, 05 Apr 2012 00:00:00 -0700 2012-8169 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8169.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8168.html https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8168.html Thu, 05 Apr 2012 00:00:00 -0700 2012-8168 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8168.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8150.html https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8150.html Thu, 05 Apr 2012 00:00:00 -0700 2012-8150 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8150.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of AdvisorShares Global Echo ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8149.html https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8149.html Thu, 05 Apr 2012 00:00:00 -0700 2012-8149 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8149.pdf Rule - Exemptions for Security-Based Swaps Issued by Certain Clearing Agencies https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8141.html https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8141.html Thu, 05 Apr 2012 00:00:00 -0700 2012-8141 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8141.pdf