<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/29?registers=between Sat, 05 Apr 2025 21:38:55 -0700 Sat, 05 Apr 2025 21:38:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/29?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Proprietary Traders Qualification Examination (“Series 56”) https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7571.html https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7571.html Thu, 29 Mar 2012 00:00:00 -0700 2012-7571 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-29/pdf/2012-7571.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4120 https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7526.html https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7526.html Thu, 29 Mar 2012 00:00:00 -0700 2012-7526 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-29/pdf/2012-7526.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7525.html https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7525.html Thu, 29 Mar 2012 00:00:00 -0700 2012-7525 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-29/pdf/2012-7525.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7522.html https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7522.html Thu, 29 Mar 2012 00:00:00 -0700 2012-7522 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-29/pdf/2012-7522.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7521.html https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7521.html Thu, 29 Mar 2012 00:00:00 -0700 2012-7521 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-29/pdf/2012-7521.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7520.html https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7520.html Thu, 29 Mar 2012 00:00:00 -0700 2012-7520 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-29/pdf/2012-7520.pdf Notice - Jefferies Employees Special Opportunities Partners, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7519.html https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7519.html Thu, 29 Mar 2012 00:00:00 -0700 2012-7519 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-29/pdf/2012-7519.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options Until March 29, 2013 https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7518.html https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7518.html Thu, 29 Mar 2012 00:00:00 -0700 2012-7518 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-29/pdf/2012-7518.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options Until March 29, 2013 https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7517.html https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7517.html Thu, 29 Mar 2012 00:00:00 -0700 2012-7517 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-29/pdf/2012-7517.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change To Amend Certain Credit Default Swap Clearing Rules Regarding Guaranty Fund Allocations, Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI Payment Timeline https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7515.html https://regulations.justia.com/regulations/fedreg/2012/03/29/2012-7515.html Thu, 29 Mar 2012 00:00:00 -0700 2012-7515 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-29/pdf/2012-7515.pdf