<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/26?registers=between Fri, 18 Apr 2025 13:56:19 -0700 Fri, 18 Apr 2025 13:56:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/26?registers=between Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Its Risk Model To Reduce the Current Level of Risk Mutualization Among Its Clearing Participants and To Modify the Initial Margin Risk Model so That It Is Easier for Market Participants To Measure Their Risk https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7206.html https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7206.html Mon, 26 Mar 2012 00:00:00 -0700 2012-7206 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7206.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Issuance of and Maturity Presentment Processing for Money Market Instruments https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7205.html https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7205.html Mon, 26 Mar 2012 00:00:00 -0700 2012-7205 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7205.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change To Amend the ICE Clear Europe CDS Procedures, Finance Procedures, and Rules With Respect to the Calculation and Payment of Interest on Mark-To-Market Margin on CDS Transactions https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7204.html https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7204.html Mon, 26 Mar 2012 00:00:00 -0700 2012-7204 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7204.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change To Revise Rules and Procedures Related to Certain Technical and Operational Changes Relating to Credit Default Swap Contracts https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7203.html https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7203.html Mon, 26 Mar 2012 00:00:00 -0700 2012-7203 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7203.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7202.html https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7202.html Mon, 26 Mar 2012 00:00:00 -0700 2012-7202 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7202.pdf Notice - Order Granting an Application of Edward Jones & Co. LLP Exemption From Exchange Act Section 11(d)(1) Pursuant to Exchange Act Section 36(a) https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7176.html https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7176.html Mon, 26 Mar 2012 00:00:00 -0700 2012-7176 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7176.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7135.html https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7135.html Mon, 26 Mar 2012 00:00:00 -0700 2012-7135 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7135.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the APMEX Physical-1 oz. Gold Redeemable Trust Pursuant to NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7134.html https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7134.html Mon, 26 Mar 2012 00:00:00 -0700 2012-7134 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7134.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule G-43, on Broker's Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers That Use the Services of Broker's Brokers https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7133.html https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7133.html Mon, 26 Mar 2012 00:00:00 -0700 2012-7133 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7133.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Amendments to Rule G-14, on Reports of Sales or Purchases, Including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7132.html https://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7132.html Mon, 26 Mar 2012 00:00:00 -0700 2012-7132 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7132.pdf