<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/16?registers=between Sat, 05 Apr 2025 21:49:46 -0700 Sat, 05 Apr 2025 21:49:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/16?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded TBA https://regulations.justia.com/regulations/fedreg/2012/03/16/2012-6444.html https://regulations.justia.com/regulations/fedreg/2012/03/16/2012-6444.html Fri, 16 Mar 2012 00:00:00 -0700 2012-6444 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-16/pdf/2012-6444.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/03/16/2012-6388.html https://regulations.justia.com/regulations/fedreg/2012/03/16/2012-6388.html Fri, 16 Mar 2012 00:00:00 -0700 2012-6388 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-16/pdf/2012-6388.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change To Establish an NYBX Immediate-or-Cancel Order https://regulations.justia.com/regulations/fedreg/2012/03/16/2012-6387.html https://regulations.justia.com/regulations/fedreg/2012/03/16/2012-6387.html Fri, 16 Mar 2012 00:00:00 -0700 2012-6387 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-16/pdf/2012-6387.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Amending FINRA Rules 13201 (Statutory Employment Discrimination Claims) and 2263 (Arbitration Disclosure to Associated Persons Signing or Acknowledging Form U4) Relating to Whistleblower Disputes in Arbitration https://regulations.justia.com/regulations/fedreg/2012/03/16/2012-6386.html https://regulations.justia.com/regulations/fedreg/2012/03/16/2012-6386.html Fri, 16 Mar 2012 00:00:00 -0700 2012-6386 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-16/pdf/2012-6386.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Remove Functionality in the Government Securities Division's Rules That Is No Longer Utilized by Participants https://regulations.justia.com/regulations/fedreg/2012/03/16/2012-6384.html https://regulations.justia.com/regulations/fedreg/2012/03/16/2012-6384.html Fri, 16 Mar 2012 00:00:00 -0700 2012-6384 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-16/pdf/2012-6384.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/03/16/2012-6383.html https://regulations.justia.com/regulations/fedreg/2012/03/16/2012-6383.html Fri, 16 Mar 2012 00:00:00 -0700 2012-6383 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-16/pdf/2012-6383.pdf