<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/14?registers=between Sat, 12 Jul 2025 06:01:51 -0700 Sat, 12 Jul 2025 06:01:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/14?registers=between Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Y-Exchange, Inc. To Amend BYX Rule 2.12, Entitled “BATS Trading, Inc. as Inbound Router” https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6293.html https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6293.html Wed, 14 Mar 2012 00:00:00 -0700 2012-6293 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6293.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Amend BATS Rule 2.12, Entitled “BATS Trading, Inc. as Inbound Router” https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6289.html https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6289.html Wed, 14 Mar 2012 00:00:00 -0700 2012-6289 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6289.pdf Notice - Ares Capital Corporation et al.; https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6190.html https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6190.html Wed, 14 Mar 2012 00:00:00 -0700 2012-6190 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6190.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Amended Proposed Rule Change to Allow the Mortgage-Backed Securities Division To Provide Guaranteed Settlement and Central Counterparty Services https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6187.html https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6187.html Wed, 14 Mar 2012 00:00:00 -0700 2012-6187 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6187.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Investor Support Program https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6186.html https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6186.html Wed, 14 Mar 2012 00:00:00 -0700 2012-6186 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6186.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Applicable to the Trading of NMS Stocks Through NASDAQ OMX PSX https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6184.html https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6184.html Wed, 14 Mar 2012 00:00:00 -0700 2012-6184 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6184.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Supplemental Orders https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6183.html https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6183.html Wed, 14 Mar 2012 00:00:00 -0700 2012-6183 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6183.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Connectivity Options and Fees https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6113.html https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6113.html Wed, 14 Mar 2012 00:00:00 -0700 2012-6113 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6113.pdf Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Messaging and Settlement Enhancements to the In Force Transactions Product Service of NSCC's Insurance and Retirement Services and the Establishment of Fees Applicable Thereto https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6106.html https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6106.html Wed, 14 Mar 2012 00:00:00 -0700 2012-6106 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6106.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Rules Related to Certain Operational Changes Relating to Timing, Effectiveness and Operation of Transfer Orders for Purposes of Compliance With Non-U.S. Legislation https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6105.html https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6105.html Wed, 14 Mar 2012 00:00:00 -0700 2012-6105 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6105.pdf Notice - Order Granting an Application of BF Enterprises, Inc. Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6067.html https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6067.html Wed, 14 Mar 2012 00:00:00 -0700 2012-6067 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6067.pdf