<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/08?registers=between Sat, 05 Apr 2025 21:49:45 -0700 Sat, 05 Apr 2025 21:49:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/08?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend NASD Rules 1012 (General Provisions) and 1017 (Application for Approval of Change in Ownership, Control, or Business Operations) To Adopt New Standardized Electronic Form CMA https://regulations.justia.com/regulations/fedreg/2012/03/08/2012-5631.html https://regulations.justia.com/regulations/fedreg/2012/03/08/2012-5631.html Thu, 08 Mar 2012 00:00:00 -0800 2012-5631 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-08/pdf/2012-5631.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of the Guggenheim Enhanced Short Duration High Yield Bond ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/03/08/2012-5610.html https://regulations.justia.com/regulations/fedreg/2012/03/08/2012-5610.html Thu, 08 Mar 2012 00:00:00 -0800 2012-5610 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-08/pdf/2012-5610.pdf