<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/07?registers=between Fri, 18 Apr 2025 09:08:02 -0700 Fri, 18 Apr 2025 09:08:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/07?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Registration and Qualification Requirements https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5555.html https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5555.html Wed, 07 Mar 2012 00:00:00 -0800 2012-5555 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5555.pdf Notice - Fidus Investment Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5515.html https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5515.html Wed, 07 Mar 2012 00:00:00 -0800 2012-5515 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5515.pdf Notice - American Capital, Ltd., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5514.html https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5514.html Wed, 07 Mar 2012 00:00:00 -0800 2012-5514 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5514.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Order Approving Proposed Rule Change To Amend Rules Relating to Credit Default Swap Guaranty Fund https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5513.html https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5513.html Wed, 07 Mar 2012 00:00:00 -0800 2012-5513 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5513.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Add to and Amend Its Rules Regarding the Obligations of Institutional Brokers Registered With the Exchange https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5474.html https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5474.html Wed, 07 Mar 2012 00:00:00 -0800 2012-5474 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5474.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend the BOX LLC Agreement https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5473.html https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5473.html Wed, 07 Mar 2012 00:00:00 -0800 2012-5473 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5473.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule To Provide That One Hundred Percent (100%) of the Initial Margin Requirement for Client-related Positions Cleared in a Clearing Participant's Customer Account Origin May Be Satisfied by a Clearing Participant Utilizing US Treasuries https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5472.html https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5472.html Wed, 07 Mar 2012 00:00:00 -0800 2012-5472 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5472.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt an Alternative to the $4 Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 or $3, if Certain Other Listing Requirements Are Met https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5471.html https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5471.html Wed, 07 Mar 2012 00:00:00 -0800 2012-5471 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5471.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5470.html https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5470.html Wed, 07 Mar 2012 00:00:00 -0800 2012-5470 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5470.pdf Rule - Rules of Organization; Conduct and Ethics; and Information and Requests https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5454.html https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5454.html Wed, 07 Mar 2012 00:00:00 -0800 2012-5454 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5454.pdf Notice - Order Making Fiscal Year 2012 Mid-Year Adjustments to Transaction Fee Rates https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5453.html https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5453.html Wed, 07 Mar 2012 00:00:00 -0800 2012-5453 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5453.pdf