<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/05?registers=between Sat, 05 Apr 2025 22:38:07 -0700 Sat, 05 Apr 2025 22:38:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/05?registers=between Notice - China North East Petroleum Holdings Limited, Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5373.html https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5373.html Mon, 05 Mar 2012 00:00:00 -0800 2012-5373 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-05/pdf/2012-5373.pdf Notice - Aduddell Industries, Inc., Capital Markets Technologies, Inc., Challenger Powerboats, Inc., and CLX Medical, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5368.html https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5368.html Mon, 05 Mar 2012 00:00:00 -0800 2012-5368 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-05/pdf/2012-5368.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule of Market Data Express, LLC https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5278.html https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5278.html Mon, 05 Mar 2012 00:00:00 -0800 2012-5278 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-05/pdf/2012-5278.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule of Market Data Express, LLC https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5277.html https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5277.html Mon, 05 Mar 2012 00:00:00 -0800 2012-5277 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-05/pdf/2012-5277.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Filing the Content Outline and Selection Specifications for the Proprietary Traders Qualification Examination (“Series 56”) Program https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5276.html https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5276.html Mon, 05 Mar 2012 00:00:00 -0800 2012-5276 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-05/pdf/2012-5276.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Filing the Content Outline and Selection Specifications for the Proprietary Traders Qualification Examination (“Series 56”) Program https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5275.html https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5275.html Mon, 05 Mar 2012 00:00:00 -0800 2012-5275 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-05/pdf/2012-5275.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Make a Technical Correction to the Rule Relating to the Calculation of Funds-Only Settlement Amounts for Repo Brokers https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5207.html https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5207.html Mon, 05 Mar 2012 00:00:00 -0800 2012-5207 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-05/pdf/2012-5207.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Adopt an Administrative Fee for the Payment for Order Flow Program https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5206.html https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5206.html Mon, 05 Mar 2012 00:00:00 -0800 2012-5206 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-05/pdf/2012-5206.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Rule 476A To Update Its “List of Equities Rule Violations and Fines Applicable Thereto” https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5205.html https://regulations.justia.com/regulations/fedreg/2012/03/05/2012-5205.html Mon, 05 Mar 2012 00:00:00 -0800 2012-5205 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-05/pdf/2012-5205.pdf