<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/01?registers=between Tue, 08 Apr 2025 22:41:34 -0700 Tue, 08 Apr 2025 22:41:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/03/01?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the Teucrium Agriculture Fund Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4915.html https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4915.html Thu, 01 Mar 2012 00:00:00 -0800 2012-4915 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-01/pdf/2012-4915.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4(c) of Schedule A to the FINRA By-Laws To Increase Qualification Examination Fees and Assess a Service Charge for Regulatory Element Continuing Education Sessions Taken Outside the United States https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4914.html https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4914.html Thu, 01 Mar 2012 00:00:00 -0800 2012-4914 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-01/pdf/2012-4914.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Notice of Filing of Partial Amendment No. 2 to Proposed Rule Changes, as Modified by Amendment No. 1, Adopting New Rule 107C To Establish a Retail Liquidity Program on a Pilot Basis To Attract Additional Retail Order Flow to the Exchanges https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4913.html https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4913.html Thu, 01 Mar 2012 00:00:00 -0800 2012-4913 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-01/pdf/2012-4913.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending the NYSE Amex Equities Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4912.html https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4912.html Thu, 01 Mar 2012 00:00:00 -0800 2012-4912 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-01/pdf/2012-4912.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4911.html https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4911.html Thu, 01 Mar 2012 00:00:00 -0800 2012-4911 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-01/pdf/2012-4911.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4910.html https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4910.html Thu, 01 Mar 2012 00:00:00 -0800 2012-4910 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-01/pdf/2012-4910.pdf