<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/02?registers=between&min-day=1&max-day=29 Thu, 23 May 2024 22:11:00 -0700 Thu, 23 May 2024 22:11:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/02?registers=between&min-day=1&max-day=29 Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4808.html https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4808.html Tue, 28 Feb 2012 00:00:00 -0800 2012-4808 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4808.pdf Notice - In the Matter of: American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4807.html https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4807.html Tue, 28 Feb 2012 00:00:00 -0800 2012-4807 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4807.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain External and Inter-Cabinet Connectivity Fees https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4687.html https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4687.html Tue, 28 Feb 2012 00:00:00 -0800 2012-4687 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4687.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain External and Inter-Cabinet Connectivity Fees https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4686.html https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4686.html Tue, 28 Feb 2012 00:00:00 -0800 2012-4686 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4686.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain External and Inter-Cabinet Connectivity Fees https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4685.html https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4685.html Tue, 28 Feb 2012 00:00:00 -0800 2012-4685 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4685.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating To Raising the Limit for Simplified Arbitration https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4596.html https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4596.html Tue, 28 Feb 2012 00:00:00 -0800 2012-4596 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4596.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Mediator Selection https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4595.html https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4595.html Tue, 28 Feb 2012 00:00:00 -0800 2012-4595 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4595.pdf Notice - Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), JMAR Technologies, Inc., Kolorfusion International, Inc. Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Lions Petroleum, Inc., (n/k/a China Hongxing Agritech, Inc.), Luna Technologies International, Inc., Litewave Corp., MDI, Inc., and MobilePro Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4619.html https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4619.html Mon, 27 Feb 2012 00:00:00 -0800 2012-4619 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4619.pdf Notice - PGI Energy, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4618.html https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4618.html Mon, 27 Feb 2012 00:00:00 -0800 2012-4618 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4618.pdf Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing of Strike Prices https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4480.html https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4480.html Mon, 27 Feb 2012 00:00:00 -0800 2012-4480 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4480.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Connectivity Options and Fees https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4479.html https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4479.html Mon, 27 Feb 2012 00:00:00 -0800 2012-4479 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4479.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4422.html https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4422.html Mon, 27 Feb 2012 00:00:00 -0800 2012-4422 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4422.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Procedures Related to Certain Technical and Operational Changes Relating to Operational Processing of Restructuring Credit Events Under CDS Contracts https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4421.html https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4421.html Mon, 27 Feb 2012 00:00:00 -0800 2012-4421 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4421.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4420.html https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4420.html Mon, 27 Feb 2012 00:00:00 -0800 2012-4420 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4420.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change Relating to Stock Execution Clerks https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4403.html https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4403.html Mon, 27 Feb 2012 00:00:00 -0800 2012-4403 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4403.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Modify Connectivity Options and Fees https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4402.html https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4402.html Mon, 27 Feb 2012 00:00:00 -0800 2012-4402 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4402.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rebates for the Competitive Liquidity Provider Program https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4401.html https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4401.html Mon, 27 Feb 2012 00:00:00 -0800 2012-4401 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4401.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule to Define a Market Maker https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4400.html https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4400.html Mon, 27 Feb 2012 00:00:00 -0800 2012-4400 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4400.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4283.html https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4283.html Fri, 24 Feb 2012 00:00:00 -0800 2012-4283 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4283.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 476A To Update Its “List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A” https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4282.html https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4282.html Fri, 24 Feb 2012 00:00:00 -0800 2012-4282 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4282.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of MSCI EM Index Options https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4281.html https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4281.html Fri, 24 Feb 2012 00:00:00 -0800 2012-4281 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4281.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BX Rule 7021 https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4280.html https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4280.html Fri, 24 Feb 2012 00:00:00 -0800 2012-4280 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4280.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Automate the “Full Call” Notification Process Relating to Money Market Instruments and Reduce the Time Frame Within Which Notices Are Required To Be Submitted https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4279.html https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4279.html Fri, 24 Feb 2012 00:00:00 -0800 2012-4279 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4279.pdf Notice - BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4195.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4195.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4195 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4195.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4153.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4153.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4153 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4153.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4084.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4084.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4084 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4084.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 123C(4) To Provide for How Certain Interest Is Included in the Calculation of MOC and LOC Imbalances https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4080.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4080.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4080 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4080.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(4) To Provide for How Certain Interest Is Included in the Calculation of MOC and LOC Imbalances https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4079.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4079.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4079 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4079.pdf Rule - Investment Adviser Performance Compensation https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4046.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4046.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4046 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4046.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4009.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4009.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4009 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4009.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Offering of a New Historical Data Feed Service to Members and Non-Members https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4008.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4008.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4008 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4008.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Offering of a New Historical Data Feed Service to Members and Non-Members https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4007.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4007.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4007 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4007.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical Correction With Respect to the Excess Capital Premium as Set Forth in Procedure XV (Clearing Fund Formula) of NSCC's Rules and Procedures https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4005.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4005.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4005 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4005.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance Its Margining Methodology as Applied to Municipal and Corporate Bonds https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4004.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4004.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4004 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4004.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers and To Permit Designated Market Makers and Floor Brokers Access to Disaggregated Order Information https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4003.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4003.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4003 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4003.pdf Notice - Nikron Technologies, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-4044.html https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-4044.html Tue, 21 Feb 2012 00:00:00 -0800 2012-4044 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-4044.pdf Notice - C$ cMoney, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-4043.html https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-4043.html Tue, 21 Feb 2012 00:00:00 -0800 2012-4043 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-4043.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3902.html https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3902.html Tue, 21 Feb 2012 00:00:00 -0800 2012-3902 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3902.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3901.html https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3901.html Tue, 21 Feb 2012 00:00:00 -0800 2012-3901 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3901.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Implement a Clearing Submission Fee Credit for Institutional Brokers https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3899.html https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3899.html Tue, 21 Feb 2012 00:00:00 -0800 2012-3899 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3899.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3859.html https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3859.html Tue, 21 Feb 2012 00:00:00 -0800 2012-3859 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3859.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of the BNP Paribas S&P Dynamic Roll Global Commodities Fund Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3858.html https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3858.html Tue, 21 Feb 2012 00:00:00 -0800 2012-3858 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3858.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3768.html https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3768.html Fri, 17 Feb 2012 00:00:00 -0800 2012-3768 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3768.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3767.html https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3767.html Fri, 17 Feb 2012 00:00:00 -0800 2012-3767 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3767.pdf Notice - Pacific Life Insurance Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3740.html https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3740.html Fri, 17 Feb 2012 00:00:00 -0800 2012-3740 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3740.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for “Self-Trade Prevention” on the Exchange https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3739.html https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3739.html Fri, 17 Feb 2012 00:00:00 -0800 2012-3739 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3739.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for “Self-Trade Prevention” on the Exchange https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3738.html https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3738.html Fri, 17 Feb 2012 00:00:00 -0800 2012-3738 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3738.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Its Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3736.html https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3736.html Fri, 17 Feb 2012 00:00:00 -0800 2012-3736 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3736.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 1.5(q) https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3707.html https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3707.html Fri, 17 Feb 2012 00:00:00 -0800 2012-3707 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3707.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule Increasing the Indication of Interest Tier 1 Credit and the Tracking Order Tier 1 Credit for ETP Holders and Market Makers https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3672.html https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3672.html Thu, 16 Feb 2012 00:00:00 -0800 2012-3672 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3672.pdf