<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/02/22?registers=between Wed, 02 Apr 2025 11:55:02 -0700 Wed, 02 Apr 2025 11:55:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/02/22?registers=between Notice - BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4195.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4195.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4195 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4195.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4153.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4153.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4153 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4153.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4084.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4084.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4084 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4084.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 123C(4) To Provide for How Certain Interest Is Included in the Calculation of MOC and LOC Imbalances https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4080.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4080.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4080 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4080.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(4) To Provide for How Certain Interest Is Included in the Calculation of MOC and LOC Imbalances https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4079.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4079.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4079 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4079.pdf Rule - Investment Adviser Performance Compensation https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4046.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4046.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4046 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4046.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4009.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4009.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4009 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4009.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Offering of a New Historical Data Feed Service to Members and Non-Members https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4008.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4008.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4008 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4008.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Offering of a New Historical Data Feed Service to Members and Non-Members https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4007.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4007.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4007 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4007.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical Correction With Respect to the Excess Capital Premium as Set Forth in Procedure XV (Clearing Fund Formula) of NSCC's Rules and Procedures https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4005.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4005.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4005 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4005.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance Its Margining Methodology as Applied to Municipal and Corporate Bonds https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4004.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4004.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4004 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4004.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers and To Permit Designated Market Makers and Floor Brokers Access to Disaggregated Order Information https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4003.html https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4003.html Wed, 22 Feb 2012 00:00:00 -0800 2012-4003 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4003.pdf