<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/02/16?registers=between Wed, 02 Apr 2025 11:34:57 -0700 Wed, 02 Apr 2025 11:34:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/02/16?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule Increasing the Indication of Interest Tier 1 Credit and the Tracking Order Tier 1 Credit for ETP Holders and Market Makers https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3672.html https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3672.html Thu, 16 Feb 2012 00:00:00 -0800 2012-3672 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3672.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule To Increase the Investor Tier 1 Credit for ETP Holders and Market Makers https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3671.html https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3671.html Thu, 16 Feb 2012 00:00:00 -0800 2012-3671 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3671.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Transaction Fees for Options on the CBOE Emerging Markets ETF Volatility Index, the CBOE Brazil ETF Volatility Index and CBOE Oil ETF Volatility Index https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3641.html https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3641.html Thu, 16 Feb 2012 00:00:00 -0800 2012-3641 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3641.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to the NYSE Arca Options Fee Schedule Relating to Post Liquidity Credits https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3613.html https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3613.html Thu, 16 Feb 2012 00:00:00 -0800 2012-3613 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3613.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC Relating to Fidelity Bonds https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3612.html https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3612.html Thu, 16 Feb 2012 00:00:00 -0800 2012-3612 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3612.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC.; Order Granting Approval of Proposed Rule Change Amending NYSE Amex Equities Rules 504 and 509 To Modify the Quoting Requirements Applicable to Designated Market Maker Units Registered in Nasdaq Stock Market Securities Traded on the Exchange Subject to the Unlisted Trading Privileges Pilot Program https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3611.html https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3611.html Thu, 16 Feb 2012 00:00:00 -0800 2012-3611 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3611.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the PIMCO Global Advantage Inflation-Linked Bond Strategy Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3610.html https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3610.html Thu, 16 Feb 2012 00:00:00 -0800 2012-3610 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3610.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Exchange Rule 11.23 Relating to Auctions of Exchange-Listed Securities https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3609.html https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3609.html Thu, 16 Feb 2012 00:00:00 -0800 2012-3609 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3609.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending an Existing Rebate Relating to Qualified Contingent Cross Orders That Are Entered and Executed Through the Exchange Systems https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3608.html https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3608.html Thu, 16 Feb 2012 00:00:00 -0800 2012-3608 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3608.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Its Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3607.html https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3607.html Thu, 16 Feb 2012 00:00:00 -0800 2012-3607 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3607.pdf