<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/02/15?registers=between Tue, 08 Apr 2025 23:48:49 -0700 Tue, 08 Apr 2025 23:48:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/02/15?registers=between Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Pre-Market Investor Program https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3556.html https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3556.html Wed, 15 Feb 2012 00:00:00 -0800 2012-3556 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3556.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Rebates and Fees for Adding and Removing Liquidity in Select Symbols https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3536.html https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3536.html Wed, 15 Feb 2012 00:00:00 -0800 2012-3536 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3536.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change Regarding Suspension of a Participant's Trading Privileges on the Exchange https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3472.html https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3472.html Wed, 15 Feb 2012 00:00:00 -0800 2012-3472 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3472.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Adopting FINRA Rule 4524 (Supplemental FOCUS Information) and Proposed Supplementary Schedule to the Statement of Income (Loss) Page of FOCUS Reports https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3471.html https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3471.html Wed, 15 Feb 2012 00:00:00 -0800 2012-3471 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3471.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 1.5(q) https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3470.html https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3470.html Wed, 15 Feb 2012 00:00:00 -0800 2012-3470 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3470.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 705 (Fidelity Bonds) https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3469.html https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3469.html Wed, 15 Feb 2012 00:00:00 -0800 2012-3469 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3469.pdf