<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/02/13?registers=between Tue, 15 Apr 2025 04:25:49 -0700 Tue, 15 Apr 2025 04:25:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/02/13?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to NYSE Arca Rule 6.4 To Allow Trading of Options on iShares® Silver Trust 1 https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3260.html https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3260.html Mon, 13 Feb 2012 00:00:00 -0800 2012-3260 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3260.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to NYSE Amex Options Rule 903 To Allow Trading of Options on iShares® Silver Trust 1 https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3259.html https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3259.html Mon, 13 Feb 2012 00:00:00 -0800 2012-3259 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3259.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Post-Only Orders https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3250.html https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3250.html Mon, 13 Feb 2012 00:00:00 -0800 2012-3250 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3250.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Reference to an Additional Variation of an Existing Routing Strategy https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3249.html https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3249.html Mon, 13 Feb 2012 00:00:00 -0800 2012-3249 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3249.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Reference To Additional Variations of an Existing Routing Strategy https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3248.html https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3248.html Mon, 13 Feb 2012 00:00:00 -0800 2012-3248 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3248.pdf Notice - In the Matter of Gravity Capital Partners, LLC, 6400 S. Fiddlers Green Circle, Suite 1900, Greenwood Village, CO 80111; Notice of Intention To Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3224.html https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3224.html Mon, 13 Feb 2012 00:00:00 -0800 2012-3224 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3224.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3220.html https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3220.html Mon, 13 Feb 2012 00:00:00 -0800 2012-3220 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3220.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes, as Modified by Amendments No. 1, Adopting NYSE Rule 107C To Establish a Retail Liquidity Program for NYSE-Listed Securities on a Pilot Basis Until 12 Months From Implementation Date, Which Shall Occur No Later Than 90 Days After Approval, If Granted and Adopting NYSE Amex Rule 107C To Establish a Retail Liquidity Program for NYSE Amex Equities Traded Securities on a Pilot Basis Until 12 Months From Implementation Date, Which Shall Occur No Later Than 90 Days After Approval, If Granted https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3219.html https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3219.html Mon, 13 Feb 2012 00:00:00 -0800 2012-3219 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3219.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of the Russell Global Opportunity ETF; Russell Bond ETF; and Russell Real Return ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3218.html https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3218.html Mon, 13 Feb 2012 00:00:00 -0800 2012-3218 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3218.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3217.html https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3217.html Mon, 13 Feb 2012 00:00:00 -0800 2012-3217 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3217.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of SPDR SSgA Real Assets ETF; SPDR SSgA Income Allocation ETF; SPDR SSgA Conservative Global Allocation ETF; SPDR SSgA Global Allocation ETF; and SPDR SSgA Aggressive Global Allocation ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3216.html https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3216.html Mon, 13 Feb 2012 00:00:00 -0800 2012-3216 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3216.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of Shares of the WisdomTree Emerging Markets Inflation Protection Bond Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3215.html https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3215.html Mon, 13 Feb 2012 00:00:00 -0800 2012-3215 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3215.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Proposed Rule Change To Revise Rules and Procedures Related to Certain Technical and Operational Changes Relating to Credit Default Swap Contracts https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3214.html https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3214.html Mon, 13 Feb 2012 00:00:00 -0800 2012-3214 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3214.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit OCC To Clear and Settle Spot Gold Futures, Which Are Proposed To Be Traded by NASDAQ OMX Futures Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3213.html https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3213.html Mon, 13 Feb 2012 00:00:00 -0800 2012-3213 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3213.pdf Proposed Rule - Regulatory Flexibility Agenda https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-1669.html https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-1669.html Mon, 13 Feb 2012 00:00:00 -0800 2012-1669 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-1669.pdf