<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/02/07?registers=between Thu, 03 Apr 2025 17:36:58 -0700 Thu, 03 Apr 2025 17:36:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/02/07?registers=between Notice - Notice of Sunshine Act Meeting. https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2815.html https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2815.html Tue, 07 Feb 2012 00:00:00 -0800 2012-2815 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2815.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2735.html https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2735.html Tue, 07 Feb 2012 00:00:00 -0800 2012-2735 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2735.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2734.html https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2734.html Tue, 07 Feb 2012 00:00:00 -0800 2012-2734 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2734.pdf Notice - Henderson Global Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2733.html https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2733.html Tue, 07 Feb 2012 00:00:00 -0800 2012-2733 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2733.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2732.html https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2732.html Tue, 07 Feb 2012 00:00:00 -0800 2012-2732 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2732.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed for Subscription to WebLink ACT under Rule 7015(e) https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2681.html https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2681.html Tue, 07 Feb 2012 00:00:00 -0800 2012-2681 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2681.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for Amendments to the Trading Activity Fee Rate for Transactions in Covered Equity Securities https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2680.html https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2680.html Tue, 07 Feb 2012 00:00:00 -0800 2012-2680 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2680.pdf Notice - Rand Capital Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2670.html https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2670.html Tue, 07 Feb 2012 00:00:00 -0800 2012-2670 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2670.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2669.html https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2669.html Tue, 07 Feb 2012 00:00:00 -0800 2012-2669 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2669.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Regarding Strike Price Intervals for SLV and USO Options https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2668.html https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2668.html Tue, 07 Feb 2012 00:00:00 -0800 2012-2668 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2668.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a New Product, TradeInfo PHLX, and Amend the Fee Schedule to Add a Related Subscription Fee https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2641.html https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2641.html Tue, 07 Feb 2012 00:00:00 -0800 2012-2641 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2641.pdf