<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/02/03?registers=between Tue, 01 Apr 2025 11:43:02 -0700 Tue, 01 Apr 2025 11:43:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/02/03?registers=between Notice - Northwestern Mutual Series Fund, Inc. and Mason Street Advisors, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2433.html https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2433.html Fri, 03 Feb 2012 00:00:00 -0800 2012-2433 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2433.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2409.html https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2409.html Fri, 03 Feb 2012 00:00:00 -0800 2012-2409 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2409.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2408.html https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2408.html Fri, 03 Feb 2012 00:00:00 -0800 2012-2408 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2408.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2407.html https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2407.html Fri, 03 Feb 2012 00:00:00 -0800 2012-2407 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2407.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Rule 4753(c) https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2404.html https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2404.html Fri, 03 Feb 2012 00:00:00 -0800 2012-2404 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2404.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Trading Pause Pilot https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2403.html https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2403.html Fri, 03 Feb 2012 00:00:00 -0800 2012-2403 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2403.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2399.html https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2399.html Fri, 03 Feb 2012 00:00:00 -0800 2012-2399 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2399.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2398.html https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2398.html Fri, 03 Feb 2012 00:00:00 -0800 2012-2398 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2398.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2397.html https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2397.html Fri, 03 Feb 2012 00:00:00 -0800 2012-2397 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2397.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt FINRA Rule 3230 (Telemarketing) in the FINRA Consolidated Rulebook https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2396.html https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2396.html Fri, 03 Feb 2012 00:00:00 -0800 2012-2396 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2396.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1, To Amend the BOX Fee Schedule With Respect to Credits and Fees for Transactions in the BOX PIP https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2395.html https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2395.html Fri, 03 Feb 2012 00:00:00 -0800 2012-2395 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2395.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change To Increase the Trading Activity Fee Rate for Transactions in Covered Equity Securities https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2394.html https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2394.html Fri, 03 Feb 2012 00:00:00 -0800 2012-2394 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2394.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2393.html https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2393.html Fri, 03 Feb 2012 00:00:00 -0800 2012-2393 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2393.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2392.html https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2392.html Fri, 03 Feb 2012 00:00:00 -0800 2012-2392 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2392.pdf