Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-07T16:27:48-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/01/31/2012-2161.htmlNotice - In the Matter of Airbee Wireless, Inc., Axial Vector Engine Corp. (n/k/a Avec Corporation), and Exploration Drilling International, Inc.; Order of Suspension of Trading2012-01-31T00:00:00-08:002012-01-31T00:00:00-08:002012-2161Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-2161.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/31/2012-2160.htmlNotice - Onyx Service & Solutions, Inc.; Order of Suspension of Trading2012-01-31T00:00:00-08:002012-01-31T00:00:00-08:002012-2160Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-2160.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/31/2012-2126.htmlNotice - Sunshine Act Meeting2012-01-31T00:00:00-08:002012-01-31T00:00:00-08:002012-2126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-2126.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/31/2012-2037.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Option Series Program2012-01-31T00:00:00-08:002012-01-31T00:00:00-08:002012-2037Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-2037.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/31/2012-2036.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 902NY To Create a Reserve Floor Market Maker Amex Trading Permit2012-01-31T00:00:00-08:002012-01-31T00:00:00-08:002012-2036Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-2036.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/31/2012-2022.htmlNotice - BOX Options Exchange LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 19342012-01-31T00:00:00-08:002012-01-31T00:00:00-08:002012-2022Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-2022.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/31/2012-2021.htmlNotice - Order Granting Application by BOX Options Exchange LLC for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rules 6a-1 and 6a-2 Under the Exchange Act2012-01-31T00:00:00-08:002012-01-31T00:00:00-08:002012-2021Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-2021.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/31/2012-1987.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Complex Order Processing in Hybrid 3.0 Classes2012-01-31T00:00:00-08:002012-01-31T00:00:00-08:002012-1987Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-1987.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/31/2012-1986.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to Legging Orders2012-01-31T00:00:00-08:002012-01-31T00:00:00-08:002012-1986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-1986.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/31/2012-1978.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rules To Extend Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility2012-01-31T00:00:00-08:002012-01-31T00:00:00-08:002012-1978Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-1978.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-2034.htmlNotice - Sunshine Act Meeting2012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-2034Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-2034.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1941.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish an NYBX Immediate-or-Cancel Order2012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1941Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1941.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1918.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule Change Amending EDGA Rule 11.92012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1918Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1918.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1917.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until July 31, 20122012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1917Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1917.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1916.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until July 31, 20122012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1916.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1893.htmlNotice - Incapital LLC and Incapital Unit Trust; Notice of Application2012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1893Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1893.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1892.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rule 57302012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1892.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1890.htmlNotice - GE Asset Management Incorporated, et al.; Notice of Application and Temporary Order2012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1890Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1890.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1886.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule2012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1886Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1886.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1885.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule2012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1885Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1885.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1884.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule2012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1884Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1884.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1883.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until July 31, 20122012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1883Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1883.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1882.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until July 31, 20122012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1882Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1882.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1881.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions2012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1881Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1881.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1880.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 To Amend FINRA Rule 4560 (Short-Interest Reporting)2012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1880Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1880.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1870.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks Other Than Rights and Warrants2012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1870Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1870.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1869.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Appointments in Hybrid 3.0 Classes2012-01-30T00:00:00-08:002012-01-30T00:00:00-08:002012-1869Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1869.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/27/2012-1903.htmlNotice - In the Matter of Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.); Order of Suspension of Trading2012-01-27T00:00:00-08:002012-01-27T00:00:00-08:002012-1903Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-27/pdf/2012-1903.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/27/2012-1742.htmlNotice - Submission for OMB Review; Comment Request2012-01-27T00:00:00-08:002012-01-27T00:00:00-08:002012-1742Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-27/pdf/2012-1742.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/27/2012-1741.htmlNotice - Submission for OMB Review; Comment Request2012-01-27T00:00:00-08:002012-01-27T00:00:00-08:002012-1741Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-27/pdf/2012-1741.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/27/2012-1740.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks Other Than Rights and Warrants2012-01-27T00:00:00-08:002012-01-27T00:00:00-08:002012-1740Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-27/pdf/2012-1740.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/27/2012-1739.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks Other Than Rights and Warrants2012-01-27T00:00:00-08:002012-01-27T00:00:00-08:002012-1739Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-27/pdf/2012-1739.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1628.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Complex Order Price Check Parameter Features2012-01-26T00:00:00-08:002012-01-26T00:00:00-08:002012-1628Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1628.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1627.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Automatic Execution and Complex Order Price Check Parameter Features2012-01-26T00:00:00-08:002012-01-26T00:00:00-08:002012-1627Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1627.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1617.htmlNotice - Submission for OMB Review; Comment Request2012-01-26T00:00:00-08:002012-01-26T00:00:00-08:002012-1617Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1617.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1589.htmlNotice - Submission for OMB Review; Comment Request2012-01-26T00:00:00-08:002012-01-26T00:00:00-08:002012-1589Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1589.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1588.htmlNotice - Submission for OMB Review; Comment Request2012-01-26T00:00:00-08:002012-01-26T00:00:00-08:002012-1588Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1588.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1587.htmlNotice - Submission for OMB Review; Comment Request2012-01-26T00:00:00-08:002012-01-26T00:00:00-08:002012-1587Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1587.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1585.htmlNotice - Submission for OMB Review; Comment Request2012-01-26T00:00:00-08:002012-01-26T00:00:00-08:002012-1585Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1585.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1584.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reformatting the Fee Schedule2012-01-26T00:00:00-08:002012-01-26T00:00:00-08:002012-1584Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1584.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1583.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Real-Time Risk Management Fee and Other Clarifying Amendments2012-01-26T00:00:00-08:002012-01-26T00:00:00-08:002012-1583Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1583.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1582.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade the Accuvest Global Opportunities ETF Under NYSE Arca Equities Rule 8.6002012-01-26T00:00:00-08:002012-01-26T00:00:00-08:002012-1582Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1582.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1581.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Adopt FINRA Rule 5123 (Private Placements of Securities) in the Consolidated FINRA Rulebook2012-01-26T00:00:00-08:002012-01-26T00:00:00-08:002012-1581Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1581.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1522.htmlNotice - Order Making Fiscal Year 2012 Annual Adjustments to Transaction Fee Rates2012-01-25T00:00:00-08:002012-01-25T00:00:00-08:002012-1522Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1522.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1521.htmlRule - Covered Securities of Bats Exchange, Inc.2012-01-25T00:00:00-08:002012-01-25T00:00:00-08:002012-1521Rulehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1521.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1486.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility2012-01-25T00:00:00-08:002012-01-25T00:00:00-08:002012-1486Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1486.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1485.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related To Trading Pauses Due to Extraordinary Market Volatility2012-01-25T00:00:00-08:002012-01-25T00:00:00-08:002012-1485Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1485.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1484.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Clearly Erroneous Execution Reviews2012-01-25T00:00:00-08:002012-01-25T00:00:00-08:002012-1484Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1484.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1483.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Clearly Erroneous Execution Reviews2012-01-25T00:00:00-08:002012-01-25T00:00:00-08:002012-1483Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1483.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1482.htmlNotice - New York Life Insurance and Annuity Corporation, et al., Notice of Application2012-01-25T00:00:00-08:002012-01-25T00:00:00-08:002012-1482Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1482.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1445.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Relative Performance Options2012-01-25T00:00:00-08:002012-01-25T00:00:00-08:002012-1445Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1445.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1444.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Amendments to NYSE Arca Rule 9.4 and NYSE Equities Inc. Rules 5.3(d) and 9.4 Relating to Discretionary Proxy Voting on Executive Compensation Matters and Election of Directors To Comply With the Dodd-Frank Act2012-01-25T00:00:00-08:002012-01-25T00:00:00-08:002012-1444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1444.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1378.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Modify a Practice in Order To Mitigate Systemic Risk, Specifically Liquidity Related, Associated With DTC End of Day Net Funds Settlement2012-01-25T00:00:00-08:002012-01-25T00:00:00-08:002012-1378Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1378.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1455.htmlNotice - In the Matter of Amstem Corporation, Anesiva, Inc., Balsam Ventures, Inc., and Catcher Holdings, Inc.; Order of Suspension of Trading2012-01-24T00:00:00-08:002012-01-24T00:00:00-08:002012-1455Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1455.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1290.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of Twenty-Six Series of ProShares Trust II Under NYSE Arca Equities Rule 8.2002012-01-24T00:00:00-08:002012-01-24T00:00:00-08:002012-1290Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1290.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1289.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function2012-01-24T00:00:00-08:002012-01-24T00:00:00-08:002012-1289Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1289.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1288.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting NASDAQ OMX PSX To Accept Inbound Orders That Nasdaq Execution Services, LLC Routes in Its Capacity as a Facility of the NASDAQ Stock Market LLC2012-01-24T00:00:00-08:002012-01-24T00:00:00-08:002012-1288Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1288.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1287.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Add to and Amend Its Rules Regarding the Obligations of Institutional Brokers Registered With the Exchange2012-01-24T00:00:00-08:002012-01-24T00:00:00-08:002012-1287Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1287.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1286.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 1.5(q)2012-01-24T00:00:00-08:002012-01-24T00:00:00-08:002012-1286Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1286.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1285.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Emerging Markets Corporate Bond Fund of the WisdomTree Trust2012-01-24T00:00:00-08:002012-01-24T00:00:00-08:002012-1285Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1285.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1284.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2012-01-24T00:00:00-08:002012-01-24T00:00:00-08:002012-1284Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1284.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1276.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Change To Amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)2012-01-24T00:00:00-08:002012-01-24T00:00:00-08:002012-1276Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1276.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1408.htmlNotice - Sunshine Act Meeting2012-01-23T00:00:00-08:002012-01-23T00:00:00-08:002012-1408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1408.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1298.htmlNotice - TapSlide, Inc., TTC Technology Corp. (f/k/a SmarTire Systems Inc.), TWL Corp., TXP Corp., Valentec Systems, Inc. (f/k/a Acorn Holdings Corp.), Verdant Technology Corp., and VPGI Corp.; Order of Suspension of Trading2012-01-23T00:00:00-08:002012-01-23T00:00:00-08:002012-1298Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1298.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1238.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity2012-01-23T00:00:00-08:002012-01-23T00:00:00-08:002012-1238Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1238.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1236.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program2012-01-23T00:00:00-08:002012-01-23T00:00:00-08:002012-1236Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1236.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1233.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program2012-01-23T00:00:00-08:002012-01-23T00:00:00-08:002012-1233Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1233.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1232.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Enhanced Display Distributor Fee2012-01-23T00:00:00-08:002012-01-23T00:00:00-08:002012-1232Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1232.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1177.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; EDGX Exchange, Inc.; International Securities Exchange, LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in Which Deutsche Börse AG and NYSE Euronext Would Become Subsidiaries of Alpha Beta Netherlands Holding N.V.2012-01-23T00:00:00-08:002012-01-23T00:00:00-08:002012-1177Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1177.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1176.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity2012-01-23T00:00:00-08:002012-01-23T00:00:00-08:002012-1176Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1176.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1175.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates2012-01-23T00:00:00-08:002012-01-23T00:00:00-08:002012-1175Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1175.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1174.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Decouple and Extend CBOE's Credit Option Margin Pilot Program to January 17, 20132012-01-23T00:00:00-08:002012-01-23T00:00:00-08:002012-1174Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1174.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1167.htmlNotice - Proposed Collection; Comment Request2012-01-23T00:00:00-08:002012-01-23T00:00:00-08:002012-1167Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1167.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1166.htmlNotice - Main Street Capital Corporation, et al.; Notice of Application2012-01-23T00:00:00-08:002012-01-23T00:00:00-08:002012-1166Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1166.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1137.htmlNotice - Comment Request for Study Regarding Financial Literacy Among Investors2012-01-23T00:00:00-08:002012-01-23T00:00:00-08:002012-1137Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1137.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/20/C1-2011-33715.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 7.31(w)(1) To Remove the PNP Plus Order Type2012-01-20T00:00:00-08:002012-01-20T00:00:00-08:00C1-2011-33715Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/C1-2011-33715.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1068.htmlNotice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees2012-01-20T00:00:00-08:002012-01-20T00:00:00-08:002012-1068Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1068.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1045.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt an Alternative to the $4 Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 or $3, if Certain Other Listing Requirements Are Met2012-01-20T00:00:00-08:002012-01-20T00:00:00-08:002012-1045Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1045.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1036.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend to January 17, 2013 the Implementation of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)2012-01-20T00:00:00-08:002012-01-20T00:00:00-08:002012-1036Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1036.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1035.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees2012-01-20T00:00:00-08:002012-01-20T00:00:00-08:002012-1035Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1035.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1034.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 4613(a)(2)(F) and (G) To Allow Exchange Market Makers To Opt Out of the Automated Quote Management Service2012-01-20T00:00:00-08:002012-01-20T00:00:00-08:002012-1034Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1034.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1026.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded TBA2012-01-20T00:00:00-08:002012-01-20T00:00:00-08:002012-1026Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1026.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1025.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2012-01-20T00:00:00-08:002012-01-20T00:00:00-08:002012-1025Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1025.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/19/2012-897.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2012-01-19T00:00:00-08:002012-01-19T00:00:00-08:002012-897Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-19/pdf/2012-897.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-818.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders2012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-818Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-818.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-781.htmlNotice - Submission for OMB Review; Comment Request2012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-781Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-781.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-780.htmlNotice - Submission for OMB Review; Comment Request2012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-780Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-780.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-779.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee Schedule To Assess Fees for Derivative Securities Products2012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-779Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-779.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-778.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Price List To Revise Its Schedule of Rebates Paid to Designated Market Makers for Providing Liquidity on the Exchange and To Delete References to Round and Odd Lot Transactions2012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-778Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-778.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-777.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of The Pilot by Which Portions of Such Rule Operate Until July 31, 20122012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-777Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-777.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-776.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of The Pilot by Which Portions of Such Rule Operate Until July 31, 20122012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-776Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-776.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-775.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of the Pilot by Which Portions of Such Rule Operate Until July 31, 20122012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-775Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-775.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-774.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until July 31, 20122012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-774Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-774.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-773.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Amex Equities Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of The Pilot Until July 31, 20122012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-773Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-773.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-772.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until July 31, 20122012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-772Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-772.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-771.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Changes to Rule 6.512012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-771Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-771.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-770.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule2012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-770Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-770.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-769.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule2012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-769Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-769.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-764.htmlNotice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 20122012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-764Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-764.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/17/2012-892.htmlNotice - Sunshine Act Meeting2012-01-17T00:00:00-08:002012-01-17T00:00:00-08:002012-892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-17/pdf/2012-892.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/17/2012-686.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Arca Integrated Data Feed2012-01-17T00:00:00-08:002012-01-17T00:00:00-08:002012-686Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-17/pdf/2012-686.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/17/2012-685.htmlNotice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate To Add Liquidity in Penny Pilot Options2012-01-17T00:00:00-08:002012-01-17T00:00:00-08:002012-685Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-17/pdf/2012-685.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/17/2012-684.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 1.5(q)2012-01-17T00:00:00-08:002012-01-17T00:00:00-08:002012-684Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-17/pdf/2012-684.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/17/2012-637.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Applicable to the Trading of NMS Stocks Through NASDAQ OMX PSX2012-01-17T00:00:00-08:002012-01-17T00:00:00-08:002012-637Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-17/pdf/2012-637.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/13/2012-587.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Allow the Mortgage-Backed Securities Division To Provide Guaranteed Settlement and Central Counterparty Services2012-01-13T00:00:00-08:002012-01-13T00:00:00-08:002012-587Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-587.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/13/2012-552.htmlNotice - Advisory Committee on Small and Emerging Companies2012-01-13T00:00:00-08:002012-01-13T00:00:00-08:002012-552Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-552.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/13/2012-533.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Rule Regarding the Brokerplex Order Entry, Recordation, and Management System2012-01-13T00:00:00-08:002012-01-13T00:00:00-08:002012-533Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-533.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/13/2012-532.htmlNotice - Submission for OMB Review; Comment Request2012-01-13T00:00:00-08:002012-01-13T00:00:00-08:002012-532Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-532.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/13/2012-531.htmlNotice - Submission for OMB Review; Comment Request2012-01-13T00:00:00-08:002012-01-13T00:00:00-08:002012-531Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-531.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/13/2012-530.htmlNotice - Submission for OMB Review; Comment Request2012-01-13T00:00:00-08:002012-01-13T00:00:00-08:002012-530Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-530.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/13/2012-529.htmlNotice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees2012-01-13T00:00:00-08:002012-01-13T00:00:00-08:002012-529Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-529.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/13/2012-528.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2012-01-13T00:00:00-08:002012-01-13T00:00:00-08:002012-528Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-528.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/13/2012-527.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the CBOE Stock Exchange Request for Quote Rules2012-01-13T00:00:00-08:002012-01-13T00:00:00-08:002012-527Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-527.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/12/2012-481.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove References to the Russell® 2000 Index (RUT)2012-01-12T00:00:00-08:002012-01-12T00:00:00-08:002012-481Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-12/pdf/2012-481.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/12/2012-419.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Replacing Numerical Thresholds With Percentage Thresholds for the Investor Tiers' Volume Requirements2012-01-12T00:00:00-08:002012-01-12T00:00:00-08:002012-419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-12/pdf/2012-419.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/12/2012-418.htmlNotice - Central Securities Corporation; Notice of Application2012-01-12T00:00:00-08:002012-01-12T00:00:00-08:002012-418Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-12/pdf/2012-418.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/11/2012-322.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of the Rockledge SectorSAM ETF Under NYSE Arca Equities Rule 8.6002012-01-11T00:00:00-08:002012-01-11T00:00:00-08:002012-322Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-322.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/11/2012-321.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive PSX Port Pair Fees for Certain Newly-Added Routable Port Pairs2012-01-11T00:00:00-08:002012-01-11T00:00:00-08:002012-321Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-321.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/11/2012-320.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule Changing the Monthly Fees for the Use of Ports That Provide Connectivity to Its Equity Trading Systems2012-01-11T00:00:00-08:002012-01-11T00:00:00-08:002012-320Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-320.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/11/2012-319.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List to (1) Adopting a Trading License Fee for Calendar Year 2012 and (2) Eliminating the NYSE E-Broker® Hand Held Device Fee and the NYSE E-Broker® Hand Held Device-Opening and Closing Order Imbalances Only (Together the “Hand Held Device Fees”), the Fee for Approval of a Pre-Qualified Substitute, and the Badge Maintenance Fee2012-01-11T00:00:00-08:002012-01-11T00:00:00-08:002012-319Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-319.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/11/2012-318.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Change the Monthly Fees for the Use of Ports That Provide Connectivity to Its Equity Trading Systems2012-01-11T00:00:00-08:002012-01-11T00:00:00-08:002012-318Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-318.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/11/2012-317.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC To Amend the Schedule of Rebates Paid to Supplemental Liquidity Providers for Providing Liquidity2012-01-11T00:00:00-08:002012-01-11T00:00:00-08:002012-317Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-317.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/11/2012-316.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Eliminate the Clerk Badge Fee and the e-Broker Hand Held Device Fee2012-01-11T00:00:00-08:002012-01-11T00:00:00-08:002012-316Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-316.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/11/2012-315.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Changing the Monthly Fees for the Use of Ports That Provide Connectivity to Its Equity Trading Systems2012-01-11T00:00:00-08:002012-01-11T00:00:00-08:002012-315Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-315.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/11/2012-310.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the Code of Arbitration Procedure for Industry Disputes To Preclude Collective Action Claims From Being Arbitrated2012-01-11T00:00:00-08:002012-01-11T00:00:00-08:002012-310Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-310.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/11/2012-306.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options2012-01-11T00:00:00-08:002012-01-11T00:00:00-08:002012-306Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-306.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/11/2012-305.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Certain Fee Programs in Connection With Its OTC Interest Rate Swap Clearing Offering2012-01-11T00:00:00-08:002012-01-11T00:00:00-08:002012-305Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-305.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-304.htmlNotice - Sunshine Act Meeting2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-304.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-187.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-187Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-187.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-186.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-186Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-186.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-185.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Teucrium Agriculture Fund Under NYSE Arca Equities Rule 8.2002012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-185Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-185.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-184.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change To Delete Exchange Rule 795 “Member Officer or Director”2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-184Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-184.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-183.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA's Code of Procedure2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-183Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-183.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-182.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-182Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-182.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-181.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Implementation Date of the NYSE Arca Equities Rule 7400 Series, the Order Audit Trail System Rules, for Equity Trading Permit Holders That Are Not Financial Industry Regulatory Authority Members to March 31, 20122012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-181Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-181.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-180.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposal To Amend the Definition of Theoretical Price2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-180Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-180.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-179.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-179Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-179.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-99.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-99Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-99.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-98.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With New CFTC DCO Regulations2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-98Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-98.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-97.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule With Respect to Public Customer Maker/Taker Fee (Rebate) and Connectivity Charges2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-97Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-97.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-96.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to DCO 60 Day Regulations2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-96Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-96.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-95.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Stock Execution Clerks2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-95Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-95.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-94.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for the Trading and Compliance Data Package2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-94Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-94.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-93.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Exchange's Automated Improvement Mechanisms2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-93Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-93.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-84.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Establishing a Governmental Accounting Standards Board Accounting Support Fee2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-84Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-84.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-282.htmlNotice - Sunshine Act Meeting2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-282Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-282.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-112.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-112Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-112.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-111.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Access Service Fees2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-111Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-111.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-101.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the PHLX Market Exhaust Functionality2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-101Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-101.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-100.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-100Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-100.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/06/2012-52.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to the MSCI EM Index2012-01-06T00:00:00-08:002012-01-06T00:00:00-08:002012-52Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-06/pdf/2012-52.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/06/2012-46.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402012-01-06T00:00:00-08:002012-01-06T00:00:00-08:002012-46Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-06/pdf/2012-46.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/06/2011-33859.htmlNotice - Cantilever Capital, LLC and Cantilever Group, LLC; Notice of Application2012-01-06T00:00:00-08:002012-01-06T00:00:00-08:002011-33859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-06/pdf/2011-33859.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/06/2011-33858.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive BX Port Pair Fees for Certain Newly-Added Routable Port Pairs2012-01-06T00:00:00-08:002012-01-06T00:00:00-08:002011-33858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-06/pdf/2011-33858.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/05/2011-33826.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated and National Stock Exchange, Inc.; Order Granting Accelerated Approval to Proposed Rule Changes in Connection With the Proposed Acquisition of the National Stock Exchange, Inc. by CBOE Stock Exchange, LLC2012-01-05T00:00:00-08:002012-01-05T00:00:00-08:002011-33826Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-05/pdf/2011-33826.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/05/2011-33825.htmlNotice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Rules Relating To the Creation of a Service To Provide Post-Trade Information2012-01-05T00:00:00-08:002012-01-05T00:00:00-08:002011-33825Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-05/pdf/2011-33825.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/05/2011-33795.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendments No. 1, No. 2, and No. 3, Relating to Relative Performance Indexes2012-01-05T00:00:00-08:002012-01-05T00:00:00-08:002011-33795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-05/pdf/2011-33795.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/05/2011-33789.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule2012-01-05T00:00:00-08:002012-01-05T00:00:00-08:002011-33789Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-05/pdf/2011-33789.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/04/2011-33746.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; C2 Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; National Stock Exchange, Inc.; NASDAQ OMX PHLX LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility2012-01-04T00:00:00-08:002012-01-04T00:00:00-08:002011-33746Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-04/pdf/2011-33746.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/04/2011-33716.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Fees for Equity and Debt Derivatives2012-01-04T00:00:00-08:002012-01-04T00:00:00-08:002011-33716Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-04/pdf/2011-33716.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/04/2011-33715.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 7.31(w)(1) to Remove the PNP Plus Order Type2012-01-04T00:00:00-08:002012-01-04T00:00:00-08:002011-33715Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-04/pdf/2011-33715.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/04/2011-33714.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Regarding Suspension of a Participant's Trading Privileges on the Exchange2012-01-04T00:00:00-08:002012-01-04T00:00:00-08:002011-33714Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-04/pdf/2011-33714.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/04/2011-33713.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to FLEX Options2012-01-04T00:00:00-08:002012-01-04T00:00:00-08:002011-33713Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-04/pdf/2011-33713.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/03/2011-33776.htmlNotice - Sunshine Act Meeting2012-01-03T00:00:00-08:002012-01-03T00:00:00-08:002011-33776Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-03/pdf/2011-33776.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/03/2011-33775.htmlNotice - Sunshine Act Meeting2012-01-03T00:00:00-08:002012-01-03T00:00:00-08:002011-33775Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-03/pdf/2011-33775.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/03/2011-33625.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending for an Additional 12 Months the Pilot Program That Provides an Exception to NYSE Rule 2B by Permitting the Exchange's Equity Ownership Interest in BIDS Holdings L.P.2012-01-03T00:00:00-08:002012-01-03T00:00:00-08:002011-33625Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-03/pdf/2011-33625.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/03/2011-33623.htmlProposed Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds2012-01-03T00:00:00-08:002012-01-03T00:00:00-08:002011-33623Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-03/pdf/2011-33623.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/03/2011-33614.htmlProposed Rule - Prohibition Against Conflicts of Interest in Certain Securitizations2012-01-03T00:00:00-08:002012-01-03T00:00:00-08:002011-33614Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-03/pdf/2011-33614.pdf