<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/30?registers=between Mon, 20 May 2024 08:52:55 -0700 Mon, 20 May 2024 08:52:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/30?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-2034.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-2034.html Mon, 30 Jan 2012 00:00:00 -0800 2012-2034 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-2034.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish an NYBX Immediate-or-Cancel Order https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1941.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1941.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1941 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1941.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule Change Amending EDGA Rule 11.9 https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1918.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1918.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1918 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1918.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until July 31, 2012 https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1917.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1917.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1917 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1917.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until July 31, 2012 https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1916.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1916.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1916 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1916.pdf Notice - Incapital LLC and Incapital Unit Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1893.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1893.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1893 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1893.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rule 5730 https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1892.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1892.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1892 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1892.pdf Notice - GE Asset Management Incorporated, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1890.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1890.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1890 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1890.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1886.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1886.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1886 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1886.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1885.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1885.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1885 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1885.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1884.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1884.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1884 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1884.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until July 31, 2012 https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1883.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1883.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1883 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1883.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until July 31, 2012 https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1882.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1882.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1882 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1882.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1881.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1881.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1881 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1881.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 To Amend FINRA Rule 4560 (Short-Interest Reporting) https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1880.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1880.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1880 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1880.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks Other Than Rights and Warrants https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1870.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1870.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1870 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1870.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Appointments in Hybrid 3.0 Classes https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1869.html https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1869.html Mon, 30 Jan 2012 00:00:00 -0800 2012-1869 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1869.pdf