<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/26?registers=between Sat, 05 Apr 2025 22:38:00 -0700 Sat, 05 Apr 2025 22:38:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/26?registers=between Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Complex Order Price Check Parameter Features https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1628.html https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1628.html Thu, 26 Jan 2012 00:00:00 -0800 2012-1628 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1628.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Automatic Execution and Complex Order Price Check Parameter Features https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1627.html https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1627.html Thu, 26 Jan 2012 00:00:00 -0800 2012-1627 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1627.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1617.html https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1617.html Thu, 26 Jan 2012 00:00:00 -0800 2012-1617 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1617.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1589.html https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1589.html Thu, 26 Jan 2012 00:00:00 -0800 2012-1589 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1589.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1588.html https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1588.html Thu, 26 Jan 2012 00:00:00 -0800 2012-1588 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1588.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1587.html https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1587.html Thu, 26 Jan 2012 00:00:00 -0800 2012-1587 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1587.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1585.html https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1585.html Thu, 26 Jan 2012 00:00:00 -0800 2012-1585 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1585.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reformatting the Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1584.html https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1584.html Thu, 26 Jan 2012 00:00:00 -0800 2012-1584 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1584.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Real-Time Risk Management Fee and Other Clarifying Amendments https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1583.html https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1583.html Thu, 26 Jan 2012 00:00:00 -0800 2012-1583 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1583.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade the Accuvest Global Opportunities ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1582.html https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1582.html Thu, 26 Jan 2012 00:00:00 -0800 2012-1582 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1582.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Adopt FINRA Rule 5123 (Private Placements of Securities) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1581.html https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1581.html Thu, 26 Jan 2012 00:00:00 -0800 2012-1581 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1581.pdf