<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/25?registers=between Sat, 05 Apr 2025 21:38:41 -0700 Sat, 05 Apr 2025 21:38:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/25?registers=between Notice - Order Making Fiscal Year 2012 Annual Adjustments to Transaction Fee Rates https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1522.html https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1522.html Wed, 25 Jan 2012 00:00:00 -0800 2012-1522 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1522.pdf Rule - Covered Securities of Bats Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1521.html https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1521.html Wed, 25 Jan 2012 00:00:00 -0800 2012-1521 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1521.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1486.html https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1486.html Wed, 25 Jan 2012 00:00:00 -0800 2012-1486 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1486.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related To Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1485.html https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1485.html Wed, 25 Jan 2012 00:00:00 -0800 2012-1485 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1485.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Clearly Erroneous Execution Reviews https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1484.html https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1484.html Wed, 25 Jan 2012 00:00:00 -0800 2012-1484 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1484.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Clearly Erroneous Execution Reviews https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1483.html https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1483.html Wed, 25 Jan 2012 00:00:00 -0800 2012-1483 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1483.pdf Notice - New York Life Insurance and Annuity Corporation, et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1482.html https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1482.html Wed, 25 Jan 2012 00:00:00 -0800 2012-1482 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1482.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Relative Performance Options https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1445.html https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1445.html Wed, 25 Jan 2012 00:00:00 -0800 2012-1445 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1445.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Amendments to NYSE Arca Rule 9.4 and NYSE Equities Inc. Rules 5.3(d) and 9.4 Relating to Discretionary Proxy Voting on Executive Compensation Matters and Election of Directors To Comply With the Dodd-Frank Act https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1444.html https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1444.html Wed, 25 Jan 2012 00:00:00 -0800 2012-1444 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1444.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Modify a Practice in Order To Mitigate Systemic Risk, Specifically Liquidity Related, Associated With DTC End of Day Net Funds Settlement https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1378.html https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1378.html Wed, 25 Jan 2012 00:00:00 -0800 2012-1378 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1378.pdf