<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/24?registers=between Sat, 05 Apr 2025 21:11:38 -0700 Sat, 05 Apr 2025 21:11:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/24?registers=between Notice - In the Matter of Amstem Corporation, Anesiva, Inc., Balsam Ventures, Inc., and Catcher Holdings, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1455.html https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1455.html Tue, 24 Jan 2012 00:00:00 -0800 2012-1455 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1455.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of Twenty-Six Series of ProShares Trust II Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1290.html https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1290.html Tue, 24 Jan 2012 00:00:00 -0800 2012-1290 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1290.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1289.html https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1289.html Tue, 24 Jan 2012 00:00:00 -0800 2012-1289 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1289.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting NASDAQ OMX PSX To Accept Inbound Orders That Nasdaq Execution Services, LLC Routes in Its Capacity as a Facility of the NASDAQ Stock Market LLC https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1288.html https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1288.html Tue, 24 Jan 2012 00:00:00 -0800 2012-1288 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1288.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Add to and Amend Its Rules Regarding the Obligations of Institutional Brokers Registered With the Exchange https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1287.html https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1287.html Tue, 24 Jan 2012 00:00:00 -0800 2012-1287 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1287.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 1.5(q) https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1286.html https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1286.html Tue, 24 Jan 2012 00:00:00 -0800 2012-1286 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1286.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Emerging Markets Corporate Bond Fund of the WisdomTree Trust https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1285.html https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1285.html Tue, 24 Jan 2012 00:00:00 -0800 2012-1285 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1285.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1284.html https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1284.html Tue, 24 Jan 2012 00:00:00 -0800 2012-1284 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1284.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Change To Amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1276.html https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1276.html Tue, 24 Jan 2012 00:00:00 -0800 2012-1276 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1276.pdf