<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/20?registers=between Tue, 15 Apr 2025 03:20:18 -0700 Tue, 15 Apr 2025 03:20:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/20?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 7.31(w)(1) To Remove the PNP Plus Order Type https://regulations.justia.com/regulations/fedreg/2012/01/20/C1-2011-33715.html https://regulations.justia.com/regulations/fedreg/2012/01/20/C1-2011-33715.html Fri, 20 Jan 2012 00:00:00 -0800 C1-2011-33715 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/C1-2011-33715.pdf Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1068.html https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1068.html Fri, 20 Jan 2012 00:00:00 -0800 2012-1068 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1068.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt an Alternative to the $4 Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 or $3, if Certain Other Listing Requirements Are Met https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1045.html https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1045.html Fri, 20 Jan 2012 00:00:00 -0800 2012-1045 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1045.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend to January 17, 2013 the Implementation of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1036.html https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1036.html Fri, 20 Jan 2012 00:00:00 -0800 2012-1036 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1036.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1035.html https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1035.html Fri, 20 Jan 2012 00:00:00 -0800 2012-1035 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1035.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 4613(a)(2)(F) and (G) To Allow Exchange Market Makers To Opt Out of the Automated Quote Management Service https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1034.html https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1034.html Fri, 20 Jan 2012 00:00:00 -0800 2012-1034 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1034.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded TBA https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1026.html https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1026.html Fri, 20 Jan 2012 00:00:00 -0800 2012-1026 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1026.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1025.html https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1025.html Fri, 20 Jan 2012 00:00:00 -0800 2012-1025 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1025.pdf