<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/18?registers=between Wed, 02 Apr 2025 11:24:25 -0700 Wed, 02 Apr 2025 11:24:25 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/18?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-818.html https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-818.html Wed, 18 Jan 2012 00:00:00 -0800 2012-818 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-818.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-781.html https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-781.html Wed, 18 Jan 2012 00:00:00 -0800 2012-781 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-781.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-780.html https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-780.html Wed, 18 Jan 2012 00:00:00 -0800 2012-780 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-780.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee Schedule To Assess Fees for Derivative Securities Products https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-779.html https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-779.html Wed, 18 Jan 2012 00:00:00 -0800 2012-779 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-779.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Price List To Revise Its Schedule of Rebates Paid to Designated Market Makers for Providing Liquidity on the Exchange and To Delete References to Round and Odd Lot Transactions https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-778.html https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-778.html Wed, 18 Jan 2012 00:00:00 -0800 2012-778 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-778.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of The Pilot by Which Portions of Such Rule Operate Until July 31, 2012 https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-777.html https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-777.html Wed, 18 Jan 2012 00:00:00 -0800 2012-777 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-777.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of The Pilot by Which Portions of Such Rule Operate Until July 31, 2012 https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-776.html https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-776.html Wed, 18 Jan 2012 00:00:00 -0800 2012-776 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-776.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of the Pilot by Which Portions of Such Rule Operate Until July 31, 2012 https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-775.html https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-775.html Wed, 18 Jan 2012 00:00:00 -0800 2012-775 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-775.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until July 31, 2012 https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-774.html https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-774.html Wed, 18 Jan 2012 00:00:00 -0800 2012-774 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-774.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Amex Equities Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of The Pilot Until July 31, 2012 https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-773.html https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-773.html Wed, 18 Jan 2012 00:00:00 -0800 2012-773 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-773.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until July 31, 2012 https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-772.html https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-772.html Wed, 18 Jan 2012 00:00:00 -0800 2012-772 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-772.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Changes to Rule 6.51 https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-771.html https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-771.html Wed, 18 Jan 2012 00:00:00 -0800 2012-771 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-771.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-770.html https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-770.html Wed, 18 Jan 2012 00:00:00 -0800 2012-770 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-770.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-769.html https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-769.html Wed, 18 Jan 2012 00:00:00 -0800 2012-769 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-769.pdf Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2012 https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-764.html https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-764.html Wed, 18 Jan 2012 00:00:00 -0800 2012-764 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-764.pdf