<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/11?registers=between Thu, 03 Apr 2025 17:48:19 -0700 Thu, 03 Apr 2025 17:48:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/11?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of the Rockledge SectorSAM ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-322.html https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-322.html Wed, 11 Jan 2012 00:00:00 -0800 2012-322 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-322.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive PSX Port Pair Fees for Certain Newly-Added Routable Port Pairs https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-321.html https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-321.html Wed, 11 Jan 2012 00:00:00 -0800 2012-321 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-321.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule Changing the Monthly Fees for the Use of Ports That Provide Connectivity to Its Equity Trading Systems https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-320.html https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-320.html Wed, 11 Jan 2012 00:00:00 -0800 2012-320 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-320.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List to (1) Adopting a Trading License Fee for Calendar Year 2012 and (2) Eliminating the NYSE E-Broker® Hand Held Device Fee and the NYSE E-Broker® Hand Held Device-Opening and Closing Order Imbalances Only (Together the “Hand Held Device Fees”), the Fee for Approval of a Pre-Qualified Substitute, and the Badge Maintenance Fee https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-319.html https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-319.html Wed, 11 Jan 2012 00:00:00 -0800 2012-319 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-319.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Change the Monthly Fees for the Use of Ports That Provide Connectivity to Its Equity Trading Systems https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-318.html https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-318.html Wed, 11 Jan 2012 00:00:00 -0800 2012-318 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-318.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC To Amend the Schedule of Rebates Paid to Supplemental Liquidity Providers for Providing Liquidity https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-317.html https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-317.html Wed, 11 Jan 2012 00:00:00 -0800 2012-317 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-317.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Eliminate the Clerk Badge Fee and the e-Broker Hand Held Device Fee https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-316.html https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-316.html Wed, 11 Jan 2012 00:00:00 -0800 2012-316 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-316.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Changing the Monthly Fees for the Use of Ports That Provide Connectivity to Its Equity Trading Systems https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-315.html https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-315.html Wed, 11 Jan 2012 00:00:00 -0800 2012-315 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-315.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the Code of Arbitration Procedure for Industry Disputes To Preclude Collective Action Claims From Being Arbitrated https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-310.html https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-310.html Wed, 11 Jan 2012 00:00:00 -0800 2012-310 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-310.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-306.html https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-306.html Wed, 11 Jan 2012 00:00:00 -0800 2012-306 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-306.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Certain Fee Programs in Connection With Its OTC Interest Rate Swap Clearing Offering https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-305.html https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-305.html Wed, 11 Jan 2012 00:00:00 -0800 2012-305 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-305.pdf