<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/10?registers=between Sat, 05 Apr 2025 22:37:35 -0700 Sat, 05 Apr 2025 22:37:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/10?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-304.html https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-304.html Tue, 10 Jan 2012 00:00:00 -0800 2012-304 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-304.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-187.html https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-187.html Tue, 10 Jan 2012 00:00:00 -0800 2012-187 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-187.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-186.html https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-186.html Tue, 10 Jan 2012 00:00:00 -0800 2012-186 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-186.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Teucrium Agriculture Fund Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-185.html https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-185.html Tue, 10 Jan 2012 00:00:00 -0800 2012-185 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-185.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change To Delete Exchange Rule 795 “Member Officer or Director” https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-184.html https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-184.html Tue, 10 Jan 2012 00:00:00 -0800 2012-184 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-184.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA's Code of Procedure https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-183.html https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-183.html Tue, 10 Jan 2012 00:00:00 -0800 2012-183 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-183.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-182.html https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-182.html Tue, 10 Jan 2012 00:00:00 -0800 2012-182 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-182.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Implementation Date of the NYSE Arca Equities Rule 7400 Series, the Order Audit Trail System Rules, for Equity Trading Permit Holders That Are Not Financial Industry Regulatory Authority Members to March 31, 2012 https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-181.html https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-181.html Tue, 10 Jan 2012 00:00:00 -0800 2012-181 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-181.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposal To Amend the Definition of Theoretical Price https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-180.html https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-180.html Tue, 10 Jan 2012 00:00:00 -0800 2012-180 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-180.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-179.html https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-179.html Tue, 10 Jan 2012 00:00:00 -0800 2012-179 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-179.pdf