<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/09?registers=between Sat, 12 Apr 2025 05:03:55 -0700 Sat, 12 Apr 2025 05:03:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/01/09?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-99.html https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-99.html Mon, 09 Jan 2012 00:00:00 -0800 2012-99 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-99.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With New CFTC DCO Regulations https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-98.html https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-98.html Mon, 09 Jan 2012 00:00:00 -0800 2012-98 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-98.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule With Respect to Public Customer Maker/Taker Fee (Rebate) and Connectivity Charges https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-97.html https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-97.html Mon, 09 Jan 2012 00:00:00 -0800 2012-97 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-97.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to DCO 60 Day Regulations https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-96.html https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-96.html Mon, 09 Jan 2012 00:00:00 -0800 2012-96 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-96.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Stock Execution Clerks https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-95.html https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-95.html Mon, 09 Jan 2012 00:00:00 -0800 2012-95 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-95.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for the Trading and Compliance Data Package https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-94.html https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-94.html Mon, 09 Jan 2012 00:00:00 -0800 2012-94 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-94.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Exchange's Automated Improvement Mechanisms https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-93.html https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-93.html Mon, 09 Jan 2012 00:00:00 -0800 2012-93 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-93.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Establishing a Governmental Accounting Standards Board Accounting Support Fee https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-84.html https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-84.html Mon, 09 Jan 2012 00:00:00 -0800 2012-84 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-84.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-282.html https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-282.html Mon, 09 Jan 2012 00:00:00 -0800 2012-282 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-282.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-112.html https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-112.html Mon, 09 Jan 2012 00:00:00 -0800 2012-112 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-112.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Access Service Fees https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-111.html https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-111.html Mon, 09 Jan 2012 00:00:00 -0800 2012-111 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-111.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the PHLX Market Exhaust Functionality https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-101.html https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-101.html Mon, 09 Jan 2012 00:00:00 -0800 2012-101 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-101.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-100.html https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-100.html Mon, 09 Jan 2012 00:00:00 -0800 2012-100 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-100.pdf