Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011?limit=200®isters=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom2024-05-23T20:21:03-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33590.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule2011-12-30T00:00:00-08:002011-12-30T00:00:00-08:002011-33590Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33590.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33589.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Increase the Trading Activity Fee Rate for Transactions in Covered Equity Securities2011-12-30T00:00:00-08:002011-12-30T00:00:00-08:002011-33589Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33589.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33587.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Its Automated Improvement Mechanism2011-12-30T00:00:00-08:002011-12-30T00:00:00-08:002011-33587Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33587.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33585.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 103B, Which Governs the Allocation of Securities to DMMs2011-12-30T00:00:00-08:002011-12-30T00:00:00-08:002011-33585Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33585.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33584.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 20122011-12-30T00:00:00-08:002011-12-30T00:00:00-08:002011-33584Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33584.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33583.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Under Rule 107B Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 20122011-12-30T00:00:00-08:002011-12-30T00:00:00-08:002011-33583Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33583.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33582.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Amex Equities Rule 103B, Which Governs the Allocation of Securities to DMMs2011-12-30T00:00:00-08:002011-12-30T00:00:00-08:002011-33582Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33582.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33581.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rules 504 and 509 To Modify the Quoting Requirements Applicable to Designated Market Maker Units Registered in Nasdaq Stock Market Securities Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges2011-12-30T00:00:00-08:002011-12-30T00:00:00-08:002011-33581Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33581.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33580.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 20122011-12-30T00:00:00-08:002011-12-30T00:00:00-08:002011-33580Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33580.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33579.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Under Rule 107B Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 20122011-12-30T00:00:00-08:002011-12-30T00:00:00-08:002011-33579Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33579.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33578.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Amex Equities Rule 500 To Extend the Operation of the Pilot Program That Allows Nasdaq Stock Market Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 20122011-12-30T00:00:00-08:002011-12-30T00:00:00-08:002011-33578Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33578.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/29/2011-33513.htmlNotice - Proposed Collection; Comment Request2011-12-29T00:00:00-08:002011-12-29T00:00:00-08:002011-33513Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-29/pdf/2011-33513.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/29/2011-33488.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2210 (Communications With the Public), 2212 (Use of Investment Companies Rankings in Retail Communications), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), 2214 (Requirements for the Use of Investment Analysis Tools), 2215 (Communications With the Public Regarding Security Futures), and 2216 (Communications With the Public About Collateralized Mortgage Obligations (CMOs)) in the Consolidated FINRA Rulebook2011-12-29T00:00:00-08:002011-12-29T00:00:00-08:002011-33488Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-29/pdf/2011-33488.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/29/2011-33450.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Its Automated Improvement Mechanism2011-12-29T00:00:00-08:002011-12-29T00:00:00-08:002011-33450Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-29/pdf/2011-33450.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/29/2011-33449.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to FLEX Options2011-12-29T00:00:00-08:002011-12-29T00:00:00-08:002011-33449Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-29/pdf/2011-33449.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/29/2011-33447.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Regarding the Use of Multiple MPIDs on FINRA Facilities2011-12-29T00:00:00-08:002011-12-29T00:00:00-08:002011-33447Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-29/pdf/2011-33447.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/29/2011-33446.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Supplementary Material .26 (Pegging for d-Quotes and e-Quotes) to NYSE Amex Equities Rule 702011-12-29T00:00:00-08:002011-12-29T00:00:00-08:002011-33446Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-29/pdf/2011-33446.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/29/2011-33445.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Supplementary Material .26 (Pegging for d-Quotes and e-Quotes) to NYSE Rule 702011-12-29T00:00:00-08:002011-12-29T00:00:00-08:002011-33445Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-29/pdf/2011-33445.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/29/2011-33379.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Applicable to the Trading of NMS Stocks Through NASDAQ OMX PSX2011-12-29T00:00:00-08:002011-12-29T00:00:00-08:002011-33379Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-29/pdf/2011-33379.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/29/2011-33378.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers2011-12-29T00:00:00-08:002011-12-29T00:00:00-08:002011-33378Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-29/pdf/2011-33378.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/29/2011-33377.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Implement a Competitive Liquidity Provider Program2011-12-29T00:00:00-08:002011-12-29T00:00:00-08:002011-33377Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-29/pdf/2011-33377.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/29/2011-33362.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Fee Schedule Applicable to Its OTC Credit Default Swap North American Index Clearing Offering2011-12-29T00:00:00-08:002011-12-29T00:00:00-08:002011-33362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-29/pdf/2011-33362.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/29/2011-33361.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Fee Schedule Applicable to Its OTC Interest Rate Swap Clearing Offering2011-12-29T00:00:00-08:002011-12-29T00:00:00-08:002011-33361Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-29/pdf/2011-33361.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/29/2011-33333.htmlRule - Net Worth Standard for Accredited Investors2011-12-29T00:00:00-08:002011-12-29T00:00:00-08:002011-33333Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-29/pdf/2011-33333.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/28/2011-33246.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change Relating To Transfer of Exchange House Accounts2011-12-28T00:00:00-08:002011-12-28T00:00:00-08:002011-33246Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-28/pdf/2011-33246.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/28/2011-33219.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change Relating to Transfer of Positions Off the Floor2011-12-28T00:00:00-08:002011-12-28T00:00:00-08:002011-33219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-28/pdf/2011-33219.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/28/2011-33218.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Amendments to the Order Audit Trail System Rules2011-12-28T00:00:00-08:002011-12-28T00:00:00-08:002011-33218Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-28/pdf/2011-33218.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/28/2011-33217.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a TRACE Pilot Program2011-12-28T00:00:00-08:002011-12-28T00:00:00-08:002011-33217Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-28/pdf/2011-33217.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/28/2011-33148.htmlRule - Mine Safety Disclosure2011-12-28T00:00:00-08:002011-12-28T00:00:00-08:002011-33148Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-28/pdf/2011-33148.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/27/2011-33146.htmlRule - Extension of Temporary Registration of Municipal Advisors2011-12-27T00:00:00-08:002011-12-27T00:00:00-08:002011-33146Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-27/pdf/2011-33146.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/27/2011-33145.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change to Modify Rule 7034 Regarding Low Latency Network Connections2011-12-27T00:00:00-08:002011-12-27T00:00:00-08:002011-33145Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-27/pdf/2011-33145.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/27/2011-33144.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Co-Location Services2011-12-27T00:00:00-08:002011-12-27T00:00:00-08:002011-33144Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-27/pdf/2011-33144.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/27/2011-33121.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fee Schedule for Co-Location Services2011-12-27T00:00:00-08:002011-12-27T00:00:00-08:002011-33121Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-27/pdf/2011-33121.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/27/2011-33120.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Co-Location Services2011-12-27T00:00:00-08:002011-12-27T00:00:00-08:002011-33120Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-27/pdf/2011-33120.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/27/2011-33119.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change To Modify Rule 7034 Regarding Low Latency Network Connections2011-12-27T00:00:00-08:002011-12-27T00:00:00-08:002011-33119Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-27/pdf/2011-33119.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/27/2011-33118.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change To Modify its Co-Location Fee Schedule Regarding Low Latency Network Connections2011-12-27T00:00:00-08:002011-12-27T00:00:00-08:002011-33118Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-27/pdf/2011-33118.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/27/2011-33053.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program2011-12-27T00:00:00-08:002011-12-27T00:00:00-08:002011-33053Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-27/pdf/2011-33053.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/27/2011-33052.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule2011-12-27T00:00:00-08:002011-12-27T00:00:00-08:002011-33052Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-27/pdf/2011-33052.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/27/2011-33045.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Amendment to NYSE Amex Rule 452 and Corresponding Section 723 of the Company Guide and Amex Rule 577 Relating to Discretionary Proxy Voting on Executive Compensation Matters2011-12-27T00:00:00-08:002011-12-27T00:00:00-08:002011-33045Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-27/pdf/2011-33045.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32817.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Bond Trading License and the Bond Liquidity Provider Pilot Program Until the Earlier of the Approval of the Securities and Exchange Commission to Make Such Pilot Permanent or January 19, 20132011-12-22T00:00:00-08:002011-12-22T00:00:00-08:002011-32817Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32817.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32816.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of Financial Industry Regulatory Authority Rule 5210, Which Prohibits the Publication of Manipulative or Deceptive Quotations or Transactions, as NYSE Amex Equities Rule 52102011-12-22T00:00:00-08:002011-12-22T00:00:00-08:002011-32816Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32816.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32781.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Adopt ICC's Enhanced Margin Methodology2011-12-22T00:00:00-08:002011-12-22T00:00:00-08:002011-32781Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32781.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32780.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Novation of Trades at OCC2011-12-22T00:00:00-08:002011-12-22T00:00:00-08:002011-32780Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32780.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32756.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to DTC's Deposits Service Guide2011-12-22T00:00:00-08:002011-12-22T00:00:00-08:002011-32756Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32756.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32755.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating To Update DTC's Custody Service Guide2011-12-22T00:00:00-08:002011-12-22T00:00:00-08:002011-32755Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32755.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32754.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consisting of Amendments to Rule G-16, on Periodic Compliance Examination, and Rule G-9, on Preservation of Records2011-12-22T00:00:00-08:002011-12-22T00:00:00-08:002011-32754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32754.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32753.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex LLC, and NYSE Arca, Inc. Relating to the Surveillance, Investigation, and Enforcement of Insider Trading Rules2011-12-22T00:00:00-08:002011-12-22T00:00:00-08:002011-32753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32753.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32752.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule With Respect to the Delisting of the Russell 2000 Index Options (RUT)2011-12-22T00:00:00-08:002011-12-22T00:00:00-08:002011-32752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32752.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32751.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the PIMCO Total Return Exchange Traded Fund Under NYSE Arca Equities Rule 8.6002011-12-22T00:00:00-08:002011-12-22T00:00:00-08:002011-32751Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32751.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32750.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to Amending the BOX Trading Rules To Reduce the PIP From One Second to 100 Milliseconds2011-12-22T00:00:00-08:002011-12-22T00:00:00-08:002011-32750Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32750.pdf