Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/12/22?limit=200&registers=between&mode=atom 2025-01-08T11:46:02-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32817.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Bond Trading License and the Bond Liquidity Provider Pilot Program Until the Earlier of the Approval of the Securities and Exchange Commission to Make Such Pilot Permanent or January 19, 2013 2011-12-22T00:00:00-08:00 2011-12-22T00:00:00-08:00 2011-32817 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32817.pdf https://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32816.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of Financial Industry Regulatory Authority Rule 5210, Which Prohibits the Publication of Manipulative or Deceptive Quotations or Transactions, as NYSE Amex Equities Rule 5210 2011-12-22T00:00:00-08:00 2011-12-22T00:00:00-08:00 2011-32816 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32816.pdf https://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32781.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Adopt ICC's Enhanced Margin Methodology 2011-12-22T00:00:00-08:00 2011-12-22T00:00:00-08:00 2011-32781 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32781.pdf https://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32780.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Novation of Trades at OCC 2011-12-22T00:00:00-08:00 2011-12-22T00:00:00-08:00 2011-32780 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32780.pdf https://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32756.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to DTC's Deposits Service Guide 2011-12-22T00:00:00-08:00 2011-12-22T00:00:00-08:00 2011-32756 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32756.pdf https://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32755.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating To Update DTC's Custody Service Guide 2011-12-22T00:00:00-08:00 2011-12-22T00:00:00-08:00 2011-32755 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32755.pdf https://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32754.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consisting of Amendments to Rule G-16, on Periodic Compliance Examination, and Rule G-9, on Preservation of Records 2011-12-22T00:00:00-08:00 2011-12-22T00:00:00-08:00 2011-32754 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32754.pdf https://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32753.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex LLC, and NYSE Arca, Inc. Relating to the Surveillance, Investigation, and Enforcement of Insider Trading Rules 2011-12-22T00:00:00-08:00 2011-12-22T00:00:00-08:00 2011-32753 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32753.pdf https://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32752.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule With Respect to the Delisting of the Russell 2000 Index Options (RUT) 2011-12-22T00:00:00-08:00 2011-12-22T00:00:00-08:00 2011-32752 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32752.pdf https://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32751.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the PIMCO Total Return Exchange Traded Fund Under NYSE Arca Equities Rule 8.600 2011-12-22T00:00:00-08:00 2011-12-22T00:00:00-08:00 2011-32751 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32751.pdf https://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32750.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to Amending the BOX Trading Rules To Reduce the PIP From One Second to 100 Milliseconds 2011-12-22T00:00:00-08:00 2011-12-22T00:00:00-08:00 2011-32750 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32750.pdf https://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32749.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Regarding Strike Price Intervals for SLV and USO Options 2011-12-22T00:00:00-08:00 2011-12-22T00:00:00-08:00 2011-32749 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32749.pdf https://regulations.justia.com/regulations/fedreg/2011/12/22/2011-32748.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2011-12-22T00:00:00-08:00 2011-12-22T00:00:00-08:00 2011-32748 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-22/pdf/2011-32748.pdf