<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/12/14?registers=between Sun, 22 Jun 2025 20:47:16 -0700 Sun, 22 Jun 2025 20:47:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/12/14?registers=between Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Allow the Mortgage-Backed Securities Division To Provide Guaranteed Settlement and Central Counterparty Services; Correction https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32164.html https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32164.html Wed, 14 Dec 2011 00:00:00 -0800 2011-32164 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32164.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 2, Consisting of Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32087.html https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32087.html Wed, 14 Dec 2011 00:00:00 -0800 2011-32087 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32087.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change To Modify Commentary .01 to Rule 1009 Regarding Criteria for Listing an Option on an Underlying Covered Security https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32067.html https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32067.html Wed, 14 Dec 2011 00:00:00 -0800 2011-32067 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32067.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Rule 11.9 https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32066.html https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32066.html Wed, 14 Dec 2011 00:00:00 -0800 2011-32066 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32066.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change Related to Complex Order Processing in Hybrid 3.0 Classes https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32034.html https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32034.html Wed, 14 Dec 2011 00:00:00 -0800 2011-32034 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32034.pdf Notice - Seasons Series Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32003.html https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32003.html Wed, 14 Dec 2011 00:00:00 -0800 2011-32003 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32003.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to API Fees https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32001.html https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32001.html Wed, 14 Dec 2011 00:00:00 -0800 2011-32001 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32001.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4613(a)(2)(D) To Clarify That the Designated Percentage for Rights and Warrants Is Thirty Percent https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32000.html https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32000.html Wed, 14 Dec 2011 00:00:00 -0800 2011-32000 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32000.pdf Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-31999.html https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-31999.html Wed, 14 Dec 2011 00:00:00 -0800 2011-31999 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-31999.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-31998.html https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-31998.html Wed, 14 Dec 2011 00:00:00 -0800 2011-31998 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-31998.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Expand the Applicability of the Fails Charge to Agency Debt Securities Transactions https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-31997.html https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-31997.html Wed, 14 Dec 2011 00:00:00 -0800 2011-31997 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-31997.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-31968.html https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-31968.html Wed, 14 Dec 2011 00:00:00 -0800 2011-31968 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-31968.pdf