<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/12/08?registers=between Sun, 20 Jul 2025 03:36:28 -0700 Sun, 20 Jul 2025 03:36:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/12/08?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating To Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded TBA https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31524.html https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31524.html Thu, 08 Dec 2011 00:00:00 -0800 2011-31524 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31524.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees for BX https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31485.html https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31485.html Thu, 08 Dec 2011 00:00:00 -0800 2011-31485 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31485.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31483.html https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31483.html Thu, 08 Dec 2011 00:00:00 -0800 2011-31483 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31483.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31482.html https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31482.html Thu, 08 Dec 2011 00:00:00 -0800 2011-31482 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31482.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct NOM Rules https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31481.html https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31481.html Thu, 08 Dec 2011 00:00:00 -0800 2011-31481 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31481.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31480.html https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31480.html Thu, 08 Dec 2011 00:00:00 -0800 2011-31480 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31480.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modify a Practice in Order To Mitigate Systemic Risk, Specifically Liquidity Related, Associated With DTC End of Day Net Funds Settlement https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31479.html https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31479.html Thu, 08 Dec 2011 00:00:00 -0800 2011-31479 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31479.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow for the Clearing of Real Estate Index Futures Contracts https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31478.html https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31478.html Thu, 08 Dec 2011 00:00:00 -0800 2011-31478 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31478.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31477.html https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31477.html Thu, 08 Dec 2011 00:00:00 -0800 2011-31477 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31477.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31476.html https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31476.html Thu, 08 Dec 2011 00:00:00 -0800 2011-31476 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31476.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31475.html https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31475.html Thu, 08 Dec 2011 00:00:00 -0800 2011-31475 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31475.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 104(a)(1)(A) To Reflect That Designated Market Maker Unit Quoting Requirements Are Based on Consolidated Average Daily Volume https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31474.html https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31474.html Thu, 08 Dec 2011 00:00:00 -0800 2011-31474 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31474.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 104(a)(1)(A) To Reflect That Designated Market Maker Unit Quoting Requirements Are Based on Consolidated Average Daily Volume https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31473.html https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31473.html Thu, 08 Dec 2011 00:00:00 -0800 2011-31473 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31473.pdf