<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/12/07?registers=between Thu, 26 Jun 2025 08:02:33 -0700 Thu, 26 Jun 2025 08:02:33 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/12/07?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/12/07/2011-31484.html https://regulations.justia.com/regulations/fedreg/2011/12/07/2011-31484.html Wed, 07 Dec 2011 00:00:00 -0800 2011-31484 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-07/pdf/2011-31484.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 26 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2011/12/07/2011-31414.html https://regulations.justia.com/regulations/fedreg/2011/12/07/2011-31414.html Wed, 07 Dec 2011 00:00:00 -0800 2011-31414 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-07/pdf/2011-31414.pdf Notice - Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Accuvest Global Opportunities ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2011/12/07/2011-31337.html https://regulations.justia.com/regulations/fedreg/2011/12/07/2011-31337.html Wed, 07 Dec 2011 00:00:00 -0800 2011-31337 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-07/pdf/2011-31337.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network and Gateway Fees https://regulations.justia.com/regulations/fedreg/2011/12/07/2011-31336.html https://regulations.justia.com/regulations/fedreg/2011/12/07/2011-31336.html Wed, 07 Dec 2011 00:00:00 -0800 2011-31336 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-07/pdf/2011-31336.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of SPDR SSgA Real Assets ETF; SPDR SSgA Income Allocation ETF; SPDR SSgA Conservative Global Allocation ETF; SPDR SSgA Global Allocation ETF; and SPDR SSgA Aggressive Global Allocation ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2011/12/07/2011-31335.html https://regulations.justia.com/regulations/fedreg/2011/12/07/2011-31335.html Wed, 07 Dec 2011 00:00:00 -0800 2011-31335 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-07/pdf/2011-31335.pdf Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate To Add Liquidity https://regulations.justia.com/regulations/fedreg/2011/12/07/2011-31334.html https://regulations.justia.com/regulations/fedreg/2011/12/07/2011-31334.html Wed, 07 Dec 2011 00:00:00 -0800 2011-31334 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-07/pdf/2011-31334.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2011/12/07/2011-31298.html https://regulations.justia.com/regulations/fedreg/2011/12/07/2011-31298.html Wed, 07 Dec 2011 00:00:00 -0800 2011-31298 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-07/pdf/2011-31298.pdf