<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/12/02?registers=between Wed, 25 Jun 2025 22:35:45 -0700 Wed, 25 Jun 2025 22:35:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/12/02?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-31014.html https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-31014.html Fri, 02 Dec 2011 00:00:00 -0800 2011-31014 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-02/pdf/2011-31014.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Amending and Restating the CBSX Operating Agreement and Adopting Rule 2.50 https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-31001.html https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-31001.html Fri, 02 Dec 2011 00:00:00 -0800 2011-31001 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-02/pdf/2011-31001.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Proposed Rule Change in Connection With the Proposed Purchase and Sale of the National Stock Exchange, Inc. to CBOE Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30997.html https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30997.html Fri, 02 Dec 2011 00:00:00 -0800 2011-30997 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-02/pdf/2011-30997.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Makers' Continuous Electronic Quoting Obligations and Adjusted Option Series https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30996.html https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30996.html Fri, 02 Dec 2011 00:00:00 -0800 2011-30996 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-02/pdf/2011-30996.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market-Makers' Continuous Quoting Obligations and Adjusted Option Series https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30995.html https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30995.html Fri, 02 Dec 2011 00:00:00 -0800 2011-30995 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-02/pdf/2011-30995.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30994.html https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30994.html Fri, 02 Dec 2011 00:00:00 -0800 2011-30994 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-02/pdf/2011-30994.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for a Direct Market Data Product, NASDAQ Options Trade Outline (“NOTO”) https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30989.html https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30989.html Fri, 02 Dec 2011 00:00:00 -0800 2011-30989 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-02/pdf/2011-30989.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Listed Company Manual To Apply Listing and Annual Fees to Foreign Private Issuers of Certain Debt Securities https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30983.html https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30983.html Fri, 02 Dec 2011 00:00:00 -0800 2011-30983 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-02/pdf/2011-30983.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30982.html https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30982.html Fri, 02 Dec 2011 00:00:00 -0800 2011-30982 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-02/pdf/2011-30982.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of a Recently Effective Modification to the Operation of the Minimum Quantity Order on the NASDAQ OMX PSX https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30981.html https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30981.html Fri, 02 Dec 2011 00:00:00 -0800 2011-30981 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-02/pdf/2011-30981.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30980.html https://regulations.justia.com/regulations/fedreg/2011/12/02/2011-30980.html Fri, 02 Dec 2011 00:00:00 -0800 2011-30980 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-02/pdf/2011-30980.pdf