<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/10/21?registers=between
Fri, 18 Jul 2025 12:01:10 -0700
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Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/10/21?registers=between
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Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Volume Threshold for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange
https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27305.html
https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27305.html
Fri, 21 Oct 2011 00:00:00 -0700
2011-27305
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-10-21/pdf/2011-27305.pdf
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Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Adopt NASD Rule 2320 (Best Execution and Interpositioning) and Interpretive Material (“IM”) 2320 as FINRA Rule 5310 in the Consolidated Rulebook
https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27277.html
https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27277.html
Fri, 21 Oct 2011 00:00:00 -0700
2011-27277
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-10-21/pdf/2011-27277.pdf
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Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Implementation Provision in FINRA Rule 1230(b)(6) (Operations Professional)
https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27262.html
https://regulations.justia.com/regulations/fedreg/2011/10/21/2011-27262.html
Fri, 21 Oct 2011 00:00:00 -0700
2011-27262
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-10-21/pdf/2011-27262.pdf