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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/10/18?registers=between
Thu, 17 Jul 2025 14:19:53 -0700Thu, 17 Jul 2025 14:19:53 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/10/18?registers=between
Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebates To Add Liquidity
https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24868.html
https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24868.htmlTue, 18 Oct 2011 00:00:00 -0700C1-2011-24868Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/C1-2011-24868.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order
https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24866.html
https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24866.htmlTue, 18 Oct 2011 00:00:00 -0700C1-2011-24866Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/C1-2011-24866.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 7 Examination Program
https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24710.html
https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24710.htmlTue, 18 Oct 2011 00:00:00 -0700C1-2011-24710Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/C1-2011-24710.pdfNotice - Curian Series Trust and Curian Capital, LLC; Notice of Application
https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24590.html
https://regulations.justia.com/regulations/fedreg/2011/10/18/C1-2011-24590.htmlTue, 18 Oct 2011 00:00:00 -0700C1-2011-24590Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/C1-2011-24590.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Minimum Quantity Order
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26920.html
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26920.htmlTue, 18 Oct 2011 00:00:00 -07002011-26920Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26920.pdfNotice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Corrections to the Schedule of Timeframes, GCF Schedule of Timeframes, and Fee Structure in the GSD Rules
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26888.html
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26888.htmlTue, 18 Oct 2011 00:00:00 -07002011-26888Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26888.pdfNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amendments to the EDGA Exchange, Inc. Fee Schedule
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26859.html
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26859.htmlTue, 18 Oct 2011 00:00:00 -07002011-26859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26859.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System (“OATS”) Rules, and Making Certain Conforming Changes
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26858.html
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26858.htmlTue, 18 Oct 2011 00:00:00 -07002011-26858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26858.pdfNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26857.html
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26857.htmlTue, 18 Oct 2011 00:00:00 -07002011-26857Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26857.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Minimum Quantity Order
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26856.html
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26856.htmlTue, 18 Oct 2011 00:00:00 -07002011-26856Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26856.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26855.html
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26855.htmlTue, 18 Oct 2011 00:00:00 -07002011-26855Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26855.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Minimum Quantity Order
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26854.html
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26854.htmlTue, 18 Oct 2011 00:00:00 -07002011-26854Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26854.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Competitive Market Maker Trading Rights
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26853.html
https://regulations.justia.com/regulations/fedreg/2011/10/18/2011-26853.htmlTue, 18 Oct 2011 00:00:00 -07002011-26853Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-10-18/pdf/2011-26853.pdf