<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/10/14?registers=between Mon, 14 Jul 2025 02:03:34 -0700 Mon, 14 Jul 2025 02:03:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/10/14?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26797.html https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26797.html Fri, 14 Oct 2011 00:00:00 -0700 2011-26797 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26797.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26535.html https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26535.html Fri, 14 Oct 2011 00:00:00 -0700 2011-26535 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26535.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Insert the Specific Conclusion Date of a Newly Approved Pilot Program https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26534.html https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26534.html Fri, 14 Oct 2011 00:00:00 -0700 2011-26534 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26534.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26533.html https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26533.html Fri, 14 Oct 2011 00:00:00 -0700 2011-26533 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26533.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26531.html https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26531.html Fri, 14 Oct 2011 00:00:00 -0700 2011-26531 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26531.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26530.html https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26530.html Fri, 14 Oct 2011 00:00:00 -0700 2011-26530 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26530.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Inbound Router, as Described in Rule 2.12 https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26529.html https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26529.html Fri, 14 Oct 2011 00:00:00 -0700 2011-26529 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26529.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing from an Affiliated Exchange https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26528.html https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26528.html Fri, 14 Oct 2011 00:00:00 -0700 2011-26528 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26528.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Inbound Router, as described in Rule 2.12 https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26527.html https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26527.html Fri, 14 Oct 2011 00:00:00 -0700 2011-26527 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26527.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Adopt FINRA Rule 2231 (Customer Account Statements) in the Consolidated FINRA Rulebook; Correction https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26526.html https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26526.html Fri, 14 Oct 2011 00:00:00 -0700 2011-26526 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26526.pdf Notice - NGP Capital Resources Company, et al.; https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26525.html https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26525.html Fri, 14 Oct 2011 00:00:00 -0700 2011-26525 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26525.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 975NY (Obvious and Catastrophic Errors) https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26512.html https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26512.html Fri, 14 Oct 2011 00:00:00 -0700 2011-26512 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26512.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.87 (Obvious and Catastrophic Errors) https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26511.html https://regulations.justia.com/regulations/fedreg/2011/10/14/2011-26511.html Fri, 14 Oct 2011 00:00:00 -0700 2011-26511 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-14/pdf/2011-26511.pdf