<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/10/13?registers=between Mon, 21 Jul 2025 17:33:27 -0700 Mon, 21 Jul 2025 17:33:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/10/13?registers=between Notice - Advisory Committee on Small and Emerging Companies https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26441.html https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26441.html Thu, 13 Oct 2011 00:00:00 -0700 2011-26441 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26441.pdf Notice - Public Roundtable on Execution, Clearance and Settlement of Microcap Securities https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26440.html https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26440.html Thu, 13 Oct 2011 00:00:00 -0700 2011-26440 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26440.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire a Pilot Program and To Harmonize ISE's Rules Regarding Listing Expirations With the Existing Rules of Other Exchanges https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26439.html https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26439.html Thu, 13 Oct 2011 00:00:00 -0700 2011-26439 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26439.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange, LLC to Expand the Short Term Options Series Program https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26438.html https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26438.html Thu, 13 Oct 2011 00:00:00 -0700 2011-26438 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26438.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Definition of Professional and Require That All Professional Orders Be Appropriately Marked https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26437.html https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26437.html Thu, 13 Oct 2011 00:00:00 -0700 2011-26437 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26437.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Customer Fees https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26436.html https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26436.html Thu, 13 Oct 2011 00:00:00 -0700 2011-26436 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26436.pdf Proposed Rule - Roundtable on Issues Relating to Conflict Minerals https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26431.html https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26431.html Thu, 13 Oct 2011 00:00:00 -0700 2011-26431 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26431.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Revenue Sharing Program With Correlix and a Free Trial Period for New Users of the Correlix Service https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26385.html https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26385.html Thu, 13 Oct 2011 00:00:00 -0700 2011-26385 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26385.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Revenue Sharing Program With Correlix and a Free Trial Period for New Users of the Correlix Service https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26384.html https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26384.html Thu, 13 Oct 2011 00:00:00 -0700 2011-26384 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26384.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26383.html https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26383.html Thu, 13 Oct 2011 00:00:00 -0700 2011-26383 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26383.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26382.html https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26382.html Thu, 13 Oct 2011 00:00:00 -0700 2011-26382 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26382.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amended and Restated Articles of Incorporation of Municipal Securities Rulemaking Board https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26381.html https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26381.html Thu, 13 Oct 2011 00:00:00 -0700 2011-26381 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26381.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule To Delete Erroneous Language With Respect to the SPX Tier Appointment https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26380.html https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26380.html Thu, 13 Oct 2011 00:00:00 -0700 2011-26380 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26380.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Customer Large Trade Discount https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26378.html https://regulations.justia.com/regulations/fedreg/2011/10/13/2011-26378.html Thu, 13 Oct 2011 00:00:00 -0700 2011-26378 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-13/pdf/2011-26378.pdf