<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/10/03?registers=between Thu, 24 Jul 2025 17:40:02 -0700 Thu, 24 Jul 2025 17:40:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/10/03?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2011/10/03/C1-2011-23721.html https://regulations.justia.com/regulations/fedreg/2011/10/03/C1-2011-23721.html Mon, 03 Oct 2011 00:00:00 -0700 C1-2011-23721 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/C1-2011-23721.pdf Notice - BB Liquidation Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25506.html https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25506.html Mon, 03 Oct 2011 00:00:00 -0700 2011-25506 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/2011-25506.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25379.html https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25379.html Mon, 03 Oct 2011 00:00:00 -0700 2011-25379 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/2011-25379.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25378.html https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25378.html Mon, 03 Oct 2011 00:00:00 -0700 2011-25378 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/2011-25378.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25368.html https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25368.html Mon, 03 Oct 2011 00:00:00 -0700 2011-25368 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/2011-25368.pdf Notice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25353.html https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25353.html Mon, 03 Oct 2011 00:00:00 -0700 2011-25353 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/2011-25353.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Aggregation of Activity of Affiliated Members for Purposes of FINRA/Nasdaq TRF Fees and Credits https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25352.html https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25352.html Mon, 03 Oct 2011 00:00:00 -0700 2011-25352 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/2011-25352.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Establish an Acceptable Trade Range for Quotes and Orders Entered on The NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25351.html https://regulations.justia.com/regulations/fedreg/2011/10/03/2011-25351.html Mon, 03 Oct 2011 00:00:00 -0700 2011-25351 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-10-03/pdf/2011-25351.pdf