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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/09/28?registers=between
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Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/09/28?registers=between
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Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA and NASD Rules
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24965.html
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24965.html
Wed, 28 Sep 2011 00:00:00 -0700
2011-24965
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24965.pdf
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Notice - DFA Investment Dimensions Group Inc., et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24920.html
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24920.html
Wed, 28 Sep 2011 00:00:00 -0700
2011-24920
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24920.pdf
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Notice - Fifth Third Funds, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24919.html
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24919.html
Wed, 28 Sep 2011 00:00:00 -0700
2011-24919
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24919.pdf
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Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule to Simplify the $1 Strike Price Interval Program
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24918.html
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24918.html
Wed, 28 Sep 2011 00:00:00 -0700
2011-24918
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24918.pdf
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Notice - The Singapore Fund, Inc.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24869.html
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24869.html
Wed, 28 Sep 2011 00:00:00 -0700
2011-24869
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24869.pdf
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Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebates To Add Liquidity
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24868.html
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24868.html
Wed, 28 Sep 2011 00:00:00 -0700
2011-24868
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24868.pdf
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Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24867.html
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24867.html
Wed, 28 Sep 2011 00:00:00 -0700
2011-24867
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24867.pdf
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Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24866.html
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24866.html
Wed, 28 Sep 2011 00:00:00 -0700
2011-24866
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24866.pdf
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Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing of Proposed Rule Change To Accept Additional Credit Default Index Swaps for Clearing
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24864.html
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24864.html
Wed, 28 Sep 2011 00:00:00 -0700
2011-24864
Notice
http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24864.pdf
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Proposed Rule - Prohibition Against Conflicts of Interest in Certain Securitizations
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24404.html
https://regulations.justia.com/regulations/fedreg/2011/09/28/2011-24404.html
Wed, 28 Sep 2011 00:00:00 -0700
2011-24404
Proposed Rule
http://www.gpo.gov/fdsys/pkg/FR-2011-09-28/pdf/2011-24404.pdf