<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/09/19?registers=between Fri, 27 Jun 2025 06:18:34 -0700 Fri, 27 Jun 2025 06:18:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/09/19?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Compliance Deadline for Qualification Pursuant to Rule 3.6A https://regulations.justia.com/regulations/fedreg/2011/09/19/C1-2011-22774.html https://regulations.justia.com/regulations/fedreg/2011/09/19/C1-2011-22774.html Mon, 19 Sep 2011 00:00:00 -0700 C1-2011-22774 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/C1-2011-22774.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee for the Operations Professional Examination https://regulations.justia.com/regulations/fedreg/2011/09/19/C1-2011-22764.html https://regulations.justia.com/regulations/fedreg/2011/09/19/C1-2011-22764.html Mon, 19 Sep 2011 00:00:00 -0700 C1-2011-22764 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/C1-2011-22764.pdf Notice - Investment Managers Series Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23982.html https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23982.html Mon, 19 Sep 2011 00:00:00 -0700 2011-23982 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/2011-23982.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Adopt Fitness Standards for Directors, Clearing Members, and Others https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23976.html https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23976.html Mon, 19 Sep 2011 00:00:00 -0700 2011-23976 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/2011-23976.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23975.html https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23975.html Mon, 19 Sep 2011 00:00:00 -0700 2011-23975 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/2011-23975.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the BOX Fee Schedule With Respect to Credits and Fees for Transactions in the BOX Price Improvement Period https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23909.html https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23909.html Mon, 19 Sep 2011 00:00:00 -0700 2011-23909 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/2011-23909.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Fee Credits https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23908.html https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23908.html Mon, 19 Sep 2011 00:00:00 -0700 2011-23908 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/2011-23908.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Clearing Trading Permit Holder Proprietary Transaction Fee Waiver for Orders in Multiply-Listed FLEX Options Classes https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23897.html https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23897.html Mon, 19 Sep 2011 00:00:00 -0700 2011-23897 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/2011-23897.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Additional Series and Maturities to Credit Default Index Swaps Available for Clearing https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23866.html https://regulations.justia.com/regulations/fedreg/2011/09/19/2011-23866.html Mon, 19 Sep 2011 00:00:00 -0700 2011-23866 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-19/pdf/2011-23866.pdf