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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/09/15?registers=between
Thu, 26 Jun 2025 18:46:44 -0700Thu, 26 Jun 2025 18:46:44 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/09/15?registers=between
Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Complex Orders
https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23608.html
https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23608.htmlThu, 15 Sep 2011 00:00:00 -07002011-23608Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23608.pdfNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Order Approving a Proposed Rule Change to Amend Article 20, Rule 9 (Cancellation of Transactions) and Interpretation and Policy .01 Thereunder Regarding the Cancellation of the Stock Leg of Stock-Option Transactions Done on the Exchange
https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23607.html
https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23607.htmlThu, 15 Sep 2011 00:00:00 -07002011-23607Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23607.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a Bulk-Quoting Interface To All Users of BATS Options
https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23606.html
https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23606.htmlThu, 15 Sep 2011 00:00:00 -07002011-23606Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23606.pdfNotice - Stone Harbor Investment Partners LP, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23604.html
https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23604.htmlThu, 15 Sep 2011 00:00:00 -07002011-23604Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23604.pdfNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features
https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23603.html
https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23603.htmlThu, 15 Sep 2011 00:00:00 -07002011-23603Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23603.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features
https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23602.html
https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23602.htmlThu, 15 Sep 2011 00:00:00 -07002011-23602Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23602.pdfNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Regarding the Submission by the Exchange of Clearing-Related Information for Trades Executed on the Exchange as Well as for Trades Executed Otherwise Than on the Exchange
https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23597.html
https://regulations.justia.com/regulations/fedreg/2011/09/15/2011-23597.htmlThu, 15 Sep 2011 00:00:00 -07002011-23597Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-15/pdf/2011-23597.pdf