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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/09/14?registers=between
Sun, 13 Jul 2025 06:38:17 -0700Sun, 13 Jul 2025 06:38:17 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/09/14?registers=between
Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend and Restate the Second Amended and Restated Certificate of Incorporation of BATS Global Markets, Inc.
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23480.html
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23480.htmlWed, 14 Sep 2011 00:00:00 -07002011-23480Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23480.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend and Restate the Second Amended and Restated Certificate of Incorporation of BATS Global Markets, Inc.
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23478.html
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23478.htmlWed, 14 Sep 2011 00:00:00 -07002011-23478Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23478.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23441.html
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23441.htmlWed, 14 Sep 2011 00:00:00 -07002011-23441Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23441.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Market Data Feed
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23440.html
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23440.htmlWed, 14 Sep 2011 00:00:00 -07002011-23440Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23440.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23386.html
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23386.htmlWed, 14 Sep 2011 00:00:00 -07002011-23386Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23386.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23385.html
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23385.htmlWed, 14 Sep 2011 00:00:00 -07002011-23385Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23385.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23384.html
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23384.htmlWed, 14 Sep 2011 00:00:00 -07002011-23384Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23384.pdfNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Interpretive Notice Concerning the Application of Rule G-17 to Municipal Advisors
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23383.html
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23383.htmlWed, 14 Sep 2011 00:00:00 -07002011-23383Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23383.pdfNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating to a New Daily Report Subscription for Security Position Reports
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23380.html
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23380.htmlWed, 14 Sep 2011 00:00:00 -07002011-23380Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23380.pdfNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Relating to Fees for Trading Securities Listed on the Nasdaq Stock Market LLC Pursuant to Unlisted Trading Privileges
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23378.html
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23378.htmlWed, 14 Sep 2011 00:00:00 -07002011-23378Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23378.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Amend FINRA Rule 9251 to Explicitly Protect From Discovery Those Documents That Federal Law Prohibits FINRA From Disclosing
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23377.html
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23377.htmlWed, 14 Sep 2011 00:00:00 -07002011-23377Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23377.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23376.html
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23376.htmlWed, 14 Sep 2011 00:00:00 -07002011-23376Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23376.pdfNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23375.html
https://regulations.justia.com/regulations/fedreg/2011/09/14/2011-23375.htmlWed, 14 Sep 2011 00:00:00 -07002011-23375Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-09-14/pdf/2011-23375.pdf