<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/09/12?registers=between Tue, 15 Jul 2025 05:54:39 -0700 Tue, 15 Jul 2025 05:54:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/09/12?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23319.html https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23319.html Mon, 12 Sep 2011 00:00:00 -0700 2011-23319 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23319.pdf Notice - Dialpoint Communications Corp., Pacel Corp., Quantum Group, Inc. (The), and Tradequest International, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23307.html https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23307.html Mon, 12 Sep 2011 00:00:00 -0700 2011-23307 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23307.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule G-36, on Fiduciary Duty of Municipal Advisors, and a Proposed Interpretive Notice Concerning the Application of Proposed Rule G-36 to Municipal Advisors https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23259.html https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23259.html Mon, 12 Sep 2011 00:00:00 -0700 2011-23259 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23259.pdf Proposed Rule - Retrospective Review of Existing Regulations https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23179.html https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23179.html Mon, 12 Sep 2011 00:00:00 -0700 2011-23179 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23179.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove its Tiered Schedule of Fees and Rebates and To Lower or Remove Certain Rebates https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23172.html https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23172.html Mon, 12 Sep 2011 00:00:00 -0700 2011-23172 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23172.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter Cancellation Fee https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23171.html https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23171.html Mon, 12 Sep 2011 00:00:00 -0700 2011-23171 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23171.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. To Adopt Rules Applicable to Auctions Conducted by the Exchange for Exchange-Listed Securities https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23170.html https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23170.html Mon, 12 Sep 2011 00:00:00 -0700 2011-23170 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23170.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 501.00 of the Listed Company Manual To Expand the Waiver Provision To Apply to Foreign Issuers https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23169.html https://regulations.justia.com/regulations/fedreg/2011/09/12/2011-23169.html Mon, 12 Sep 2011 00:00:00 -0700 2011-23169 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-09-12/pdf/2011-23169.pdf