<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/08/24?registers=between Tue, 15 Jul 2025 05:43:23 -0700 Tue, 15 Jul 2025 05:43:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2011/08/24?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Arca Equities Rules 6.16 and 6.16A, and Adopting New NYSE Arca Equities Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule) https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21661.html https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21661.html Wed, 24 Aug 2011 00:00:00 -0700 2011-21661 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21661.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Amex Equities Rules 92, 513, 514 and Adopting New NYSE Amex Equities Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule) https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21657.html https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21657.html Wed, 24 Aug 2011 00:00:00 -0700 2011-21657 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21657.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Rule 92 and Adopting a New NYSE Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule) https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21656.html https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21656.html Wed, 24 Aug 2011 00:00:00 -0700 2011-21656 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21656.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Name and Modify the Contents of the NASDAQ Ouch BBO Feed https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21610.html https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21610.html Wed, 24 Aug 2011 00:00:00 -0700 2011-21610 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21610.pdf Notice - Public Company Accounting Oversight Board; Order Approving Proposed Temporary Rule for an Interim Program of Inspection Related to Audits of Brokers and Dealers https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21600.html https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21600.html Wed, 24 Aug 2011 00:00:00 -0700 2011-21600 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21600.pdf Notice - Public Company Accounting Oversight Board; Order Approving Proposed Board Funding Final Rules for Allocation of the Board's Accounting Support Fee Among Issuers, Brokers, and Dealers, and Other Amendments to the Board's Funding Rules https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21599.html https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21599.html Wed, 24 Aug 2011 00:00:00 -0700 2011-21599 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21599.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Reflect a Change to the Benchmark Index Applicable to the Russell Equity ETF https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21592.html https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21592.html Wed, 24 Aug 2011 00:00:00 -0700 2011-21592 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21592.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of the WisdomTree Dreyfus Australia & New Zealand Debt Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21591.html https://regulations.justia.com/regulations/fedreg/2011/08/24/2011-21591.html Wed, 24 Aug 2011 00:00:00 -0700 2011-21591 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-08-24/pdf/2011-21591.pdf